Comptroller of the Currency, Administrator of National Banks Ensuring a Safe and Sound National Banking System for all Americans, Since 1863
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Corporate Applications:

Comptroller's Licensing Manual

The Comptroller's Licensing Manual consists of a series of booklets. The booklets explain the OCC policies and procedures to form a new national bank, for existing institutions to enter the national banking system, for individuals to acquire control of a national bank, and for national banks to effect structural changes and expand activities. Also sample filing forms and OCC's sample response documents are available on this site. The appropriate booklets should be read prior to using these sample documents.

OMB No. 1557-0014, Expiration Date: November 30, 2007.


            Title of Booklet

Bank/
Filer

OCC
Documents

   Date

   
Background Investigations Samples

Samples

4/09

Branch Closings Samples

Samples

4/03

Branches and Relocations Samples

Samples

12/03

Business Combinations Samples

Samples

1/04

Capital and Dividends Samples

Samples

6/03

Change in Bank Control Samples

Samples

4/03

Changes of Corporate Title and Address Samples

None

10/09

Changes in Directors and Senior Executive Officers Samples

None

10/09

Charters Samples

Samples

1/05

Comments to Other Agencies

None

Samples

9/02

Conversions Samples

Samples

4/04

Director Waivers Samples

Samples

6/02

Failure Acquisitions

None

Samples

4/98

Federal Branches and Agencies Samples

None

12/99

Fiduciary Powers Samples

Samples

6/02

General Policies and Procedures Samples

Samples

1/05

Investment in Bank Premises Samples

Samples

9/03

Investment in Subsidiaries and Equities Samples

Samples

8/05

Management Interlocks Samples

Samples

10/09

Public Notice and Comments

None

Samples

2/03

Subordinated Debt Samples

Samples

11/03

Termination of National Bank Status Samples

Samples

4/98

 

Companion Publications

 

   Date

A Guide to the National Banking System

None

5/99

A Guide to Tribal Ownership of a National Bank

None

9/02

OCC emblem

The Office of the Comptroller of the Currency was created by Congress to charter national banks, to oversee a nationwide system of banking institutions, and to assure that national banks are safe and sound, competitive and profitable, and capable of serving in the best possible manner the banking needs of their customers.

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