Please note: The following booklets are not listed because they do not contain
downloadable samples: A Guide to the National Banking System and A Guide to
Tribal Ownership of a National Bank.
OMB No. 1557-0014, Expiration Date: February 28, 2011.
| General Policies and
Procedures |
|
| Change In Assets Applications |
|
| Survey Letter |
|
Significant Deviation Policy
|
|
| Background
Investigations |
|
| Consent Form for DEA Background Investigations |
|
| Interagency Biographical and Financial
Report |
|
|
Corporate Background and Financial Report |
|
| Appointment of Agent |
|
| IRS Tax Check Waiver |
|
| Charters |
|
| Charter Application |
|
| Business Plan |
|
| Financial Projections |
|
| Application Amendments |
|
Public Notice Sample
|
|
Minority-Owned National Banks Policy Statement
|
|
|
First Meeting of Organizers |
|
| Articles of Association |
|
| Instructions - Articles of Association |
|
| Organization Certificate |
|
| Contact Person |
|
| Waiver of Notice of Organizing Board's First
Meeting |
|
| Organizing Board's First Meeting |
|
|
Individual Oath of Bank Director |
|
|
Joint Oath of Bank Directors |
|
| Oaths of Bank Directors Instructions |
|
| Bylaws |
|
| Subscription |
|
| Capital Stock Payment Certificate |
|
| Corporate Resolution |
|
| Proxy Card |
|
| Notice of First Shareholders' Meeting |
|
| Minutes of the First Shareholders' Meeting |
|
| Minutes of Subsequent Organizing Board
Meetings |
|
| Waiver of Notice of the First Board Meeting |
|
| First Meeting of Directors |
|
|
Organization Completed |
|
|
Preopening Checklist for Organizers |
|
| Conversions |
|
| Conversion Application |
|
| Authority for Conversion to National
Bank |
|
| Letter Certifying Conversion
Completion |
|
| Oaths of Bank Directors |
|
| Instructions - Organization
Certificate |
|
| Organization Certificate |
|
| Articles of Association |
|
| Bylaws |
|
| Branches and
Relocations |
|
| Branch and Relocation Application |
|
| Main Office Relocation to Existing Branch Site
within the Same City, Town or Village |
|
| Opening Date of Branch Office |
|
| Opening Date for Relocation of Main Office to
Branch Site within the Same City, Town, or Village |
|
| Business Combinations |
|
| Business Combination Application - Checklist and
Community Reinvestment Commitments |
|
| Business Combination Application-Streamlined
|
|
| Interagency Bank Merger Act Application |
|
| Branches Requiring Authorization |
|
| Bank Merger Screen |
|
| Merger With Nonbank Subsidiary or Affiliate |
|
|
Application: Interim National Bank Charter
|
|
|
Application: Reorganization - Subsidiary of a BHC
|
|
| Stock Payment Certificate and Oaths of Directors
and Officers |
|
| Shareholders' Waiver of Notice of Shareholders'
Meeting and Written Consent of Business Combination |
|
| Board of Directors' Waiver of Notice of Board
Meeting and Written Consent of Business Combination |
|
| Emergency Processing Request |
|
| Notice of Consummation |
|
| Notice of Shareholders' Meeting to Vote on
Combination |
|
| Public Notice and Instructions |
|
| Secretary's Certificate of Board of Directors'
Approval of Combination |
|
| Secretary's Certificate of Shareholders' Approval
of Combination |
|
| Sample Agreements - Consolidation |
|
| Sample Agreements - Merger |
|
| Sample Agreement - Purchase and Assumption |
|
|
| Fiduciary
Powers |
|
| Application |
|
| After-the-Fact Notice |
|
| Surrender of Fiduciary Powers |
|
| Fiduciary Operating Plan-Instructions |
|
| Commencement of Fiduciary Activities Notice |
|
| Investment in
Subsidiaries and Equities |
|
| After-the-Fact Notice-Subsidiary |
|
| After-the-Fact Notice- Bank Service Company |
|
| After-the-Fact Notice-Equity Investment |
|
| Annual Report on Operating Subsidiaries |
|
| Annual Report on Operating Subsidiaries
Guidelines |
|
| Operating Subsidiary Application |
|
| Bank Service Company Application |
|
| Financial Subsidiary Notice |
|
| Financial Subsidiary Certification |
|
| Financial Subsidiary Notice and
Certification |
|
| Branch Closings |
|
| Advance Branch Closing and Downgrade Notice |
|
| Final Branch Closing, Consolidation, Relocation,
or Downgrade Notice |
|
| Sample Customer Notice of Branch Closing |
|
| Capital and Dividends
|
|
| Application: Increase in Capital for Other Than
Cash |
|
| Application: Increase in Capital for Material
Noncash Contribution |
|
| Application: Reduction of Permanent Capital |
|
| Application: Quasi-Reorganization |
|
| Application: Dividend-In-Kind |
|
| Application: Dividend Exceeding 12 USC 60
Limits |
|
| Application: Reverse Stock Split |
|
| Notice: Increase in Stock for Cash |
|
| Notice: Preferred Stock Terms |
|
| Notice: Increase in Stock for Property |
|
| Notice: Noncash Contribution to Surplus |
|
| Notice: Par Value Change |
|
| Notice: Conversion of Preferred Stock |
|
| Notice: Reduction of Permanent Capital |
|
| Notice: Stock Dividend |
|
| Pro Forma Balance Sheet |
|
| Projected Regulatory Capital Schedule |
|
| Change in Bank
Control |
|
| Affidavit |
|
| Interagency Notice of Change in Control |
|
| Publication Notice |
|
| Changes in Directors and
Senior Executive Officers |
|
| Interagency Notice of Change in Director or Senior
Executive Officer |
|
| Changes in Corporate Title and
Address |
|
| Notification of Change of Corporate Title |
|
| Change of Address |
|
| Director Waivers |
|
| Request for Citizenship Waiver |
|
| Request for Residency Waiver |
|
| Investment in Bank
Premises |
|
| After-the-Fact Notice |
|
| Application for Increase |
|
| Management
Interlocks |
|
| General Exemption - No Presumption |
|
| General Exemption - Presumption Applicable |
|
| Subordinated Debt |
|
| Application to Issue Subordinated Debt |
|
| Application to Prepay Subordinated Debt |
|
| Notice of Debt Issuance |
|
| Termination of National
Bank Status |
|
| Public Notice of Voluntary Liquidation |
|
| Shareholders' Resolution |
|
| Report of Condition at Commencement of
Liquidation |
|
| Report of Progress of Liquidation |
|
| Expedited Liquidation Final Notice |
|
| Expedited Liquidation Preliminary Notice |
|
| Conversion Notice |
|
| Merger or Consolidation Notice |
|
| Voluntary Liquidation Notice |
|
| Voluntary Liquidation Preliminary Notice |
|
| Federal Branches and
Agencies |
|
| Initial and Additional Establishments |
| Application to Establish an
Initial/Additional Federal Branch or Agency w/ Instructions |
|
| Initial and Additional Establishments
-- Sample Public Notice |
|
| Financial Data |
|
| Cover Letter for Initial/Additional
Establishment Application |
|
| Acquisitions |
| Request for After-the-Fact
Approval |
|
| Application to
Acquire a Federal Branch or Agency |
|
| Acquisitions
-- Sample Public Notice |
|
| Acquisitions Cover Letter |
|
| Conversion or Contraction of Operations |
| Application for a Change of Status of
an Office of a Foreign Bank |
|
| Application Cover Letter
(State-to-Federal License) |
|
| Application Cover Letter (Federal
Agency or Limited Federal Branch Conversion) |
|
| Notice of Contraction of
Activities |
|
| Relocations |
| Federal Branch and Agency Relocation
Application |
|
| Relocations -- Sample Public
Notice |
|
| Cover Letter for Relocation
Application |
|
| Notice of
Effective Date for Relocation |
|
| Fiduciary Powers |
| Application Letter -- Fiduciary
Powers |
|
| Fiduciary Operating Plan --
Instructions |
|
| Notice of Commencement of Fiduciary
Activities |
|
| Senior Management Resolution on
Surrender of Fiduciary Powers |
|
| Voluntary Liquidation |
| Notice Letter -- Standard Voluntary
Liquidation |
|
| Resolution to Voluntarily
Liquidate |
|
| Voluntary Liquidation -- Sample Public
Notice |
|
| Liquidation -- Interim Progress
Report |
|
| Liquidation -- Final Report |
|
| Capital Equivalency Deposit |
| Capital Equivalency Deposit
Agreement |
|
| Request to Change Depository
Bank |
|
| Request for Reduction in CED Account
Balance |
|
| Other Changes in Activities and Operations |
| Notice of Change in Activities or
Operations |
|
| Cover Letter for a Change in
Control |
|
| Senior Management Resolution or
Conversion of a Federal Branch or Agency to a State-Licensed Operation of a
Foreign Bank |
|
|
