OCC Enforcement Actions
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WASHINGTON -- The Office
of the Comptroller of the Currency (OCC) today released new enforcement actions
taken against national banks and individuals currently and formerly affiliated
with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Ohio
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2006-134
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Firstmerit
Bank, National Association, Akron
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11/20/2006
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West Virginia
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2006-149
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Grant Thornton
LLP (external auditor), The First National Bank of Keystone, Keystone
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12/7/2006
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Florida
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2006-135
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Greenberg
Traurig LLP, Hamilton Bank, National Association, Miami
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10/31/2006
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2006-136
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Robert L.
Grossman, Hamilton Bank, National Association, Miami
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11/7/2006
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Illinois
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2006-137
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James Fish,
First National Bank in Homer, Homer
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11/8/2006
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Indiana
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2006-138
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Anne Mounts,
The First National Bank of Fremont, Fremont
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11/2/2006
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2006-139
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Neal
Patterson, The First National Bank of Fremont, Fremont
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11/2/2006
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Minnesota
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2006-140
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Bradford S.
Fornoff, The First National Bank of Brewster, Brewster
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11/6/2006
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2006-141
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Bruce N.
Kness, The First National Bank of Brewster, Brewster
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11/22/2006
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2006-142
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Charles C.
Moser, The First National Bank of Brewster, Brewster
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11/6/2006
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2006-143
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Dennis A.
Walker, The First National Bank of Brewster, Brewster
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11/27/2006
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Nebraska
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2006-144
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Donald D.
Olson, The First National Bank of Utica, Utica
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11/2/2006
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West Virginia
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2006-149
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Grant Thornton
LLP (external auditor), The First National Bank of Keystone, Keystone
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12/7/2006
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Florida
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2006-135
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Greenberg
Traurig LLP, Hamilton Bank, National Association, Miami
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10/31/2006
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2006-136
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Robert L.
Grossman, Hamilton Bank, National Association, Miami
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11/7/2006
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Ohio
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2006-145
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The First
National Bank of Bellevue, Bellevue
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10/26/2006
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Indiana
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2006-138
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Anne Mounts,
The First National Bank of Fremont, Fremont
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11/2/2006
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Minnesota
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2006-140
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Bradford S.
Fornoff, The First National Bank of Brewster, Brewster
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11/6/2006
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Nebraska
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2006-144
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Donald D.
Olson, The First National Bank of Utica, Utica
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11/2/2006
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Indiana
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2006-139
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Neal
Patterson, The First National Bank of Fremont, Fremont
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11/2/2006
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Nebraska
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2006-144
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Donald D.
Olson, The First National Bank of Utica, Utica
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11/2/2006
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Ohio
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2006-146
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Andrea Lynn
Green, JPMorgan Chase Bank, National Association, Columbus
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11/8/2006
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Restitution Orders
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No.
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Name/Bank/City
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Date
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Ohio
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2006-146
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Andrea Lynn
Green, JPMorgan Chase Bank, National Association, Columbus
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11/8/2006
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Kansas
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2006-147
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FA, Western National Bank, Lenexa (EA#
2004-71)
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11/17/2006
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Minnesota
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2006-148
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FA, Peoples National Bank of Mora, Mora (EA#
2005-83)
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10/19/2006
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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