OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2007-033
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The First
National Bank of Stratton, Stratton
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4/25/2007
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Alabama
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2007-034
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William T.
Harrison, Sr., First National Bank of Shelby County,
Columbiana
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4/13/2007
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2007-035
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Helen Harrison
Phillips, First National Bank of Shelby County,
Columbiana
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4/13/2007
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2007-036
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Carol Harrison
Smith, First National Bank of Shelby
County, Columbiana
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4/13/2007
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Florida
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2007-037
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Edward Farah,
International Bank of Miami, National
Association, Coral Gables
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4/9/2007
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2007-038
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Gustavo
Quesada, International Bank of Miami,
National Association, Coral
Gables
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4/9/2007
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New York
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2007-039
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United Bank
For Africa PLC, New York
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5/2/2007
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Ohio
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2007-040
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Marvin D.
Achtermann, The First National Bank of Germantown,
Germantown
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4/4/2007
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Tennessee
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2007-041
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First Horizon
Home Loan Corporation, First Tennessee Bank National Association, Memphis
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4/20/2007
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Kansas
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2007-042
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The Farmers
National Bank of Osborne, Osborne
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3/28/2007
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Alabama
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2007-034
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William T.
Harrison, Sr., First National Bank of Shelby County,
Columbiana
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4/13/2007
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Florida
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2007-037
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Edward Farah,
International Bank of Miami, National
Association, Coral Gables
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4/9/2007
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2007-038
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Gustavo
Quesada, International Bank of Miami,
National Association, Coral
Gables
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4/9/2007
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Ohio
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2007-040
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Marvin D.
Achtermann, The First National Bank of Germantown,
Germantown
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4/4/2007
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Maine
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2007-043
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Mariya A.
Gooding, TD Banknorth, National Association, Portland
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4/4/2007
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Ohio
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2007-044
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David F.
Verhotz, Keybank National Association, Cleveland
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4/20/2007
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Oklahoma
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2007-045
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E. Ray Murray,
The First National Bank of Lindsay, Lindsay
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4/10/2007
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Arkansas
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2007-046
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FA, Forrest City Bank, National
Association, Forrest
City (EA#
2003-102)
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2/16/2007
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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