OCC Enforcement Actions
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WASHINGTON -- The Office
of the Comptroller of the Currency (OCC) today released new enforcement actions
taken against national banks and individuals currently and formerly affiliated
with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Colorado
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2006-151
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Arnold
A. Parks, First United Bank, National Association, Englewood
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12/14/2006
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2006-152
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Kenneth T.
Sullivan, First United Bank, National Association, Englewood
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12/20/2006
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Illinois
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2007-001
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Lasalle Bank
National Association, Chicago
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1/5/2007
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Kentucky
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2006-153
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Mark Adams,
First National Bank and Trust, London
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12/27/2006
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2006-154
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Charlie Benge,
First National Bank and Trust, London
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12/27/2006
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2006-155
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Randell
Brewer, First National Bank and Trust, London
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12/27/2006
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2006-156
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George
Humfleet, First National Bank and Trust, London
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12/27/2006
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2006-157
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Kenneth James,
First National Bank and Trust, London
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12/27/2006
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2006-158
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Charles Luker,
First National Bank and Trust, London
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12/27/2006
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2006-159
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John A. Madon,
First National Bank and Trust, London
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12/26/2006
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2006-160
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Denver
McCowan, First National Bank and Trust, London
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12/27/2006
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Michigan
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2007-002
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Lasalle Bank
MidWest National Association, Troy
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1/5/2007
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New Jersey
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2006-161
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Jacinto
Rodrigues, Crown Bank, National Association, Ocean City
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12/4/2006
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2006-162
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Joaquina
Rodrigues, Crown Bank, National Association, Ocean City
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12/4/2006
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2006-163
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Augusto
Verissimo, Crown Bank, National Association, Ocean City
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12/4/2006
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Formal Agreements
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No.
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Name/Bank/City
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Date
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New York
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2006-164
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The First
National Bank of Jeffersonville, Jeffersonville
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11/28/2006
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Texas
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2006-165
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First National
Bank of Colorado City,
Colorado City
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11/28/2006
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Minnesota
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2006-142
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Charles C.
Moser, The First National Bank of Brewster, Brewster
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11/6/2006
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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Florida
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2006-166
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FA, Citrus Bank, National Association, Vero Beach (EA#
2004-91)
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9/22/2006
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Maryland
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2006-170
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FA, Industrial Bank, National
Association, Oxon Hill (EA# 2003-33)
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12/13/2006
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2006-170
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FA, Industrial Bank, National
Association, Oxon Hill (EA# 2004-22)
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12/13/2006
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New Mexico
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2006-167
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FA, First National Bank in Las Vegas, Las
Vegas (EA# 2004-113)
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12/6/2006
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Nevada
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2006-171
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FA, Household Bank (SB), National
Association (n.k.a. HSBC Bank Nevada,
National Association), Las Vegas
(EA# 2003-17)
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12/15/2006
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New York
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2006-150
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FA, Citibank, N.A., New York (EA# 2003-77)
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12/21/2006
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Texas
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2006-168
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FA, Mercedes National Bank (n.k.a. Texas
National Bank), Mercedes (EA# 2004-8)
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11/28/2006
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West Virginia
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2006-169
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PFA, Kutak Rock LLP, The First National
Bank of Keystone, Keystone (EA# 2003-45)
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7/20/2006
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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