OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual
documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5), Washington,
DC 20219. Requests made by facsimile transmission should be sent to
(202) 874-4448. Please include the identifying enforcement action number
when placing an order. Enforcement actions are also listed monthly in OCC
Interpretations and Actions. Subscriptions to that publication are
available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions
taken since August 1989 on its Internet Web site located at
http://www.occ.treas.gov/enforcementactions/.
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Civil Money Penalty Orders
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No.
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Name/Bank/City
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Date
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Florida
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2007-047
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Riverside
National Bank of Florida, Fort Pierce
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4/25/2007
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Georgia
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2007-048
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Thomasville
National Bank, Thomasville
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5/18/2007
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Minnesota
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2007-049
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LuAnn Violette,
The First National Bank of Buhl, Buhl
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5/7/2007
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Pennsylvania
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2007-050
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Peter J.
Bubel, Harleysville National Bank and Trust Company, Harleysville
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5/25/2007
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Tennessee
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2007-051
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James
Serratore, Jr., First Tennessee Bank National Association, Memphis
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2/26/2007
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Formal Agreements
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No.
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Name/Bank/City
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Date
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Florida
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2007-052
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Intercredit
Bank, National Association, Miami
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4/26/2007
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Wisconsin
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2007-053
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Hiawatha
National Bank, Hager
City
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4/23/2007
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2007-054
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The First
National Bank of Berlin,
Berlin
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4/24/2007
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Personal Cease and Desist Orders
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No.
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Name/Bank/City
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Date
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Tennessee
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2007-051
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James
Serratore, Jr., First Tennessee Bank National Association, Memphis
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2/26/2007
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Removal / Prohibition Orders
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No.
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Name/Bank/City
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Date
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Minnesota
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2007-049
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LuAnn
Violette, The First National Bank of Buhl, Buhl
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5/7/2007
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North Carolina
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2007-055
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Penny R.
Domingue, Bank of America,
National Association, Charlotte
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5/3/2007
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Pennsylvania
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2007-050
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Peter J.
Bubel, Harleysville National Bank and Trust Company, Harleysville
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5/25/2007
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2007-056
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James Digangi,
PNC Bank, National Association, Pittsburgh
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5/9/2007
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Tennessee
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2007-051
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James
Serratore, Jr., First Tennessee Bank National Association, Memphis
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2/26/2007
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2007-057
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Perry C.
Jackson, FSGBank, National Association, Chattanooga
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5/7/2007
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Restitution Orders
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No.
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Name/Bank/City
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Date
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2007-051
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James
Serratore, Jr., First Tennessee Bank National Association, Memphis
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2/26/2007
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Terminations
of Existing Enforcement Actions
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No.
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Type/Bank/City/Old
EA#
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Date
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California
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2007-058
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C&D, Wing Lung Bank Limited, Alhambra (EA#
2005-163)
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4/25/2007
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Colorado
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2007-059
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C&D, The First National Bank of Paonia,
Paonia (EA# 2004-131)
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5/10/2007
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Kansas
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2007-060
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FA, The Exchange National Bank of Cottonwood Falls,
Cottonwood Falls (EA# 2005-82)
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5/9/2007
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New Jersey
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2007-061
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FA, Crown Bank, National Association, Ocean City (EA# 2005-97)
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5/23/2007
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New York
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2007-062
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FA, Banco de LA Republica Oriental Del Uruguay, New
York (EA# 2002-83)
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5/1/2007
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Wisconsin
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2007-063
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FA, Hiawatha National Bank, Hager City (EA# 2002-19)
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5/23/2007
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# # #
The Office of the Comptroller of
the Currency was created by Congress to charter national banks, to oversee a
nationwide system of banking institutions, and to assure that national banks
are safe and sound, competitive and profitable, and capable of serving the
banking needs of their customers in the best possible manner.
OCC press releases and other information are available at
http://www.occ.gov. To
receive OCC press releases and issuances by email, subscribe at
http://www.occ.gov/listserv.htm.
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