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NR 2007-18
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC’s Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.gov/enforce/enf_search.htm .


Cease and Desist Orders
No.Name/Bank/CityDate
Florida
2006-1Pinebank, National Association, Miami01/25/06
Georgia
2006-2The Summit National Bank, Atlanta01/19/06

Civil Money Penalty Orders
No.Name/Bank/CityDate
Kentucky
2006-3The Farmers National Bank of Danville, Danville01/18/06
New York
2005-187Serafin U. Mariel, New York National Bank, Bronx12/19/05
2006-4Steve V. DeRaddo, National Bank of Geneva, Geneva01/06/06
2006-5Thomas Kime, National Bank of Geneva, Geneva01/06/06

Formal Agreements
No.Name/Bank/CityDate
Texas
2006-7James Cadotte, First National Bank, Wichita Falls01/10/06
Wisconsin
2006-8Mark Hardyman, The First National Bank of Blanchardville, Blanchardville01/26/06

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Nebraska
2006-9FORMAL AGREEMENT, The First National Bank of Newman Grove, Newman Grove (EA #2004-165)01/10/06
Ohio
2006-10FORMAL AGREEMENT, The First National Bank of Waverly, Waverly (EA #2004-135)01/10/06
Texas
2006-11CONSENT ORDER, Texas First National Bank, Houston (EA #2002-78)01/18/06

For copies, please call (202) 874-5043.

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