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NR 2006-5
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC’s Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.gov/enforce/enf_search.htm .

Cease and Desist Orders
No.Name/Bank/CityDate
California
2006-163Wing Lung Bank, Limited, a limited Federal branch, Los Angeles11/17/05
2006-164Ramona National Bank, Ramona12/14/05
Florida
2006-165Pacific National Bank, Miami12/16/05

Civil Money Penalty Orders
No.Name/Bank/CityDate
Illinois
2006-166Delores L. McCauley, The First National Bank of Mt. Pulaski, Mt. Pulaski12/06/05
Michigan
2005-162ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor12/30/05
Minnesota
2006-167Charles C. Moser, The First National Bank of Brewster, Brewster12/20/05
New York
2005-168Antenor Adam, New York National Bank, Bronx12/12/05
2005-169Irving Klein, New York National Bank, Bronx12/12/05
2005-170Samuel Monroe, Jr., New York National Bank, Bronx12/12/05
2005-171Emilio Serrano, New York National Bank, Bronx12/12/05

Formal Agreements
No.Name/Bank/CityDate
New York
2005-172The Lyons National Bank, Lyons11/21/05
2005-173The National Bank of Stamford, Stamford11/15/05
Oklahoma
2005-174Century National Bank of Oklahoma, Pryor12/08/05

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Arizona
2006-175Douglas Wachtel, Nextbank, National Association, Phoenix12/09/05

Removal / Prohibition Orders
No.Name/Bank/CityDate
California
2005-176Israel Macias, Union Bank of California, National Association, San Francisco11/02/05
2005-177Glenn M. Yamashiro, Union Bank of California, National Association, San Francisco12/09/05
Kentucky
2005-178Lisa M. Miller, Citizens Commerce National Bank, Versailles12/07/05

Restitution Orders
No.Type/Bank/City/Old EA#Date
California
2005-176Israel Macias, Union Bank of California, National Association, San Francisco11/02/05
Michigan
2005-162ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor12/30/05

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alabama
2005-179CONSENT ORDER, Merchants Bank of California, National Association, Carson (EA #2004-64)11/18/05
2005-180CONSENT ORDER, Asian Pacific National Bank, San Gabriel (EA #2005-3)12/15/05
Indiana
2005-181CONSENT ORDER, First National Bank of Dana, Dana (EA #2004-145)12/22/05
Louisiana
2005-182FORMAL AGREEMENT, National Independent Trust Company, Ruston (EA #2004-36)10/28/05
Minnesota
2005-183FORMAL AGREEMENT, Centennial National Bank, Walker (EA #2004-23)12/14/05
Missouri
2005-184FORMAL AGREEMENT, Kennett National Bank, Kennett (EA #2003-171)12/08/05
Nevada
2005-185CONSENT ORDER, First National Bank of Marin, Las Vegas (EA #2001-97)12/05/05
New York
2005-185FORMAL AGREEMENT, Excel Bank, National Association, New York (EA #2002-95)12/30/05

For copies, please call (202) 874-5043.

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