Office of the Comptroller of the Currency - Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2009-162
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

The OCC has added a new category — "Notices Filed" — to the list of public enforcement actions.  The "Notices Filed" category may include a "Notice of Charges," a "Notice of Civil Money Penalty Assessment," and/or a "Notice of Intent to Remove/Prohibit."

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/ .

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Arkansas
2009-182First National Bank of Crossett, Crossett11/10/2009
Colorado
2009-183Canon National Bank, Canon City11/24/2009
2009-184First National Bank of The Rockies, Grand Junction11/15/2009
Florida
2009-185Riverside National Bank of Florida, Fort Pierce11/10/2009
2009-186Independent National Bank, Ocala11/14/2009
Georgia
2009-187First National Bank of Griffin, Griffin11/10/2009
Illinois
2009-188Western Springs National Bank and Trust, Western Springs11/19/2009
Minnesota
2009-189Marshall Bank, National Association, Hallock11/9/2009
South Carolina
2009-190Beach First National Bank, Myrtle Beach11/4/2009
Texas
2009-191First Community Bank, National Association, Sugar Land11/19/2009

Civil Money Penalty Orders
No.Name/Bank/CityDate
Minnesota
2009-189Marshall Bank, National Association, Hallock11/9/2009
2009-192Scott H. Anderson, Marshall Bank, National Association, Hallock11/9/2009
2009-193James F. Clifford, Marshall Bank, National Association, Hallock11/9/2009
2009-194John A. Fischer, Marshall Bank, National Association, Hallock11/9/2009
Ohio
2009-1951st National Bank, Lebanon8/18/2009


Formal Agreements
No.Name/Bank/CityDate
Illinois
2009-196Cornerstone Bank & Trust, National Association, Carrollton11/24/2009
2009-197Centrust Bank, National Association, Northbrook11/17/2009
2009-198The First National Bank and Trust Company of Rochelle, Rochelle11/17/2009
Indiana
2009-199Bank of Indiana, National Association, Dana11/6/2009
2009-200First Bank Richmond, National Association, Richmond10/26/2009
Iowa
2009-201Heritage Bank, National Association, Holstein10/30/2009
Nebraska
2009-202First National Bank & Trust of Syracuse, Nebraska, Syracuse11/2/2009


Notices Filed
No.Name/Bank/CityDate
Ohio
N/AEileen B. Fish, JPMorgan Chase Bank, National Association, Columbus11/13/2009
Pennsylvania
N/ALouis A. DeNaples, First National Community Bank, Dunmore11/24/2009

Removal / Prohibition Orders
No.Name/Bank/CityDate
Mississippi
2009-203Cynthia F. Henderson, Trustmark National Bank, Jackson11/23/2009
New York
2009-204Carmen Bell, United States Trust Company, National Association, New York11/23/2009
Ohio
2009-205Vicki W. Sickels, U.S. Bank National Association, Cincinnati11/19/2009
2009-206James Preston Bryan, JPMorgan Chase Bank, National Association, Columbus11/17/2009
Pennsylvania
2009-207Barbara B. Goodwin, Harleysville National Bank and Trust Company, Harleysville11/9/2009

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Colorado
2009-208FA, First National Bank of The Rockies, Grand Junction (EA# 2008-017)11/6/2009
Florida
2009-185FA, Riverside National Bank of Florida, Fort Pierce (EA# 2008-154)11/10/2009
Georgia
2009-209FA, First National Bank of Griffin, Griffin(EA# 2008-134)11/10/2009
Oklahoma
2009-210FA, Liberty National Bank, Lawton (EA# 2008-147)11/5/2009
2009-211FA, First National Bank in Pawhuska, Pawhuska (EA# 2008-92)10/22/2009
South Carolina
2009-190FA, Beach First National Bank, Myrtle Beach (EA# 2008-142)11/4/2009

For copies, please call (202) 874-5043.

# # #