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NR 2009-40
Contact: OCC Public Affairs
(202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/ .

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, 
https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name / Bank / CityDate
Florida
2009-114The First National Bank of Florida, Milton03/05/2009
Iowa
2009-034The First National Bank of Logan, Logan03/25/2009
Maryland
2009-035Bay National Bank, Baltimore02/06/2009
New York
2009-036AMENDED, The Upstate National Bank, Lisbon02/21/2009

Civil Money Penalty Orders
No.Name / Bank / CityDate
Louisiana
2009-040Kurt J. Dempster, First National Bank USA, Boutte03/27/2009
Nebraska
2009-044First National Bank of Omaha, Omaha03/20/2009
New York
2009-037Stephen Souky, NBT Bank, National Association, Norwich03/20/2009

Formal Agreements
No.Name / Bank / CityDate
Florida
2009-038Florida Capital Bank, National Association, Jacksonville03/26/2009
2009-039Pacific National Bank, Miami03/30/2009

Personal Cease and Desist Orders
No.Name / Bank / CityDate
Louisiana
2009-040Kurt J. Dempster, First National Bank USA, Boutte03/27/2009
Minnesota
2009-041David Duhn, First Integrity Bank, National Association, Staples03/17/2009
New York
2009-037Stephen Souky, NBT, National Association, Norwich03/20/2009

Removal / Prohibition Orders
No.Name / Bank / CityDate
Tennessee
2009-042Janis Malone, Union Planters Bank, National, Memphis03/17/2009

Restitution Orders
No.Name / Bank / CityDate
Tennessee
2009-042Janis Malone, Union Planters Bank, National Association, Memphis03/17/2009

Terminations of Existing Enforcement Actions
No.Type / Name / Bank / City / Old EA#Date
Wisconsin
2009-043FA, The First National Bank of Berlin, Berlin (EA# 2007-054)03/30/2009
2009-043FA, The First National Bank of Berlin, Berlin (EA# 2008-034)03/30/2009

For copies, please call (202) 874-5043.

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