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NR 2011-20
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site,
https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Florida
2010-253Pacific National Bank, Miami12/15/2010
Georgia
2010-254First Southern National Bank, Statesboro11/30/2010
2011-001The First National Bank of Chatsworth, Chatsworth1/20/2011

Civil Money Penalty Orders
No.Name/Bank/CityDate
Florida
2010-255Robert Diez, Security Bank National Association, North Lauderdale11/23/2010
2010-256Manuel Fernandez, Security Bank National Association, North Lauderdale11/23/2010
2010-257Floyd Harper, Security Bank National Association, North Lauderdale11/23/2010
2010-258Timothy Kenney, Security Bank National Association, North Lauderdale11/23/2010
2011-002Larry Serlo, Security Bank National Association, North Lauderdale1/12/2011
Ohio
2011-003Jay Lees, The Community National Bank, Franklin2/2/2011
Oklahoma
2011-004The Bank National Association, McAlester1/28/2011
Utah
2011-009Zions First National Bank, Salt Lake City2/10/2011

Formal Agreements
No.Name/Bank/CityDate
Alabama
2010-259Noble Bank & Trust, National Association, Anniston11/10/2010
Arkansas
2011-005One Bank & Trust, National Association, Little Rock1/20/2011
Florida
2010-260Centerbank of Jacksonville, National Association, Jacksonville12/14/2010
Georgia
2010-261Queensborough National Bank & Trust Company, Louisville12/8/2010
Kansas
2011-006The First National Bank of Sedan, Sedan1/13/2011
Minnesota
2010-262The First National Bank of Milaca, Milaca11/2/2010
Missouri
2010-263First National Bank, Camdenton12/20/2010
Ohio
2011-007Liberty Bank, National Association, Twinsburg1/25/2011
Texas
2010-264First National Bank of Winnsboro, Winnsboro12/14/2010

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2011-008John Arango, Wachovia Bank, National Association, Charlotte1/5/2011
Ohio
2011-003Jay Lees, The Community National Bank, Franklin2/2/2011
Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Florida
2010-253C&D, Pacific National Bank, Miami (EA# 2005-165)12/15/2010
2010-253C&D, Pacific National Bank, Miami (EA# 2009-137)12/15/2010
Georgia
2010-254FA, First Southern National Bank, Statesboro (EA# 2009-088)11/30/2010
2011-001FA, The First National Bank of Chatsworth, Chatsworth (EA# 2009-153)1/20/2011
Ohio
2010-265FA, Eaton National Bank and Trust Co., Eaton (EA# 2009-128)12/14/2010
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