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NR 2012-132
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2012-182 Southfirst Bank, Sylacauga 8/15/2012
Florida
2012-183 Home Federal Bank of Hollywood, Hallandale Beach 7/27/2012
2012-184 Atlantic Coast Bank, Jacksonville 8/10/2012
Illinois
2012-185 United Trust Bank, Palos Heights 8/15/2012
Kentucky
2012-186 The Farmers National Bank of Cynthiana, Cynthiana 8/22/2012

Civil Money Penalty Orders
No. Name/Bank/City Date
Texas
2012-187 Milton Yang, Golden Bank, National Association, Houston 8/3/2012

Formal Agreements
No. Name/Bank/City Date
Connecticut
2012-188 Putnam Bank, Putnam 6/20/2012
Florida
2012-189 The Oculina Bank, Ft. Pierce 7/18/2012
2012-190 Urban Trust Bank, Lake Mary 7/18/2012
Maryland
2012-191 Slavie Federal Savings Bank, Bel Air 7/17/2012
New Jersey
2012-192 Roebling Bank, Roebling 7/23/2012
South Carolina
2012-193 First Capital Bank, Bennettsville 7/3/2012
Virginia
2012-194 Community Bank, Staunton 8/9/2012

Personal Cease and Desist Orders
No. Name/Bank/City Date
Mississippi
2012-195 Joseph G. Barnes, First National Bank, Rosedale 8/9/2012
2012-196 Jim Dawkins, First National Bank, Rosedale 8/9/2012
2012-197 Robert Johnston, First National Bank, Rosedale 8/8/2012
2012-198 J.Y. Trice, First National Bank, Rosedale 8/9/2012
2012-199 Bennie Wright, First National Bank, Rosedale 8/8/2012

Removal / Prohibition Orders
No. Name/Bank/City Date
Mississippi
2012-200 Kris McHardy, First National Bank, Rosedale 8/3/2012
Ohio
2012-201 Dawn Howard, JPMorgan Chase Bank, National Association, Columbus 8/9/2012
South Dakota
2012-202 Trenton E. Feist, Wells Fargo Bank, National Association, Sioux Falls 8/21/2012

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alaska
2012-203 C&D, Alaska Pacific Bank, Juneau (EA# WN 10-31) 8/8/2012
California
2012-204 FA, CommerceWest Bank, National Association, Newport Beach (EA# 2010-023) 5/31/2012
Florida
2012-183 C&D, Home Federal Bank of Hollywood, Hallandale Beach (EA# SE 10-038) 7/27/2012
2012-184 C&D, Atlantic Coast Bank, Jacksonville (EA# SA) 8/10/2012
Kansas
2012-205 FA, Farmers Bank & Trust, National Association, Great Bend (EA# 2008-115) 8/22/2012
Kentucky
2012-206 FA, The Farmers National Bank of Cynthiana, Cynthiana (EA# 2010-027) 8/28/2012
Minnesota
2012-207 FA, The First National Bank of Milaca, Milaca (EA# 2010-262) 7/24/2012
2012-208 FA, Peoples National Bank of Mora, Mora (EA# 2010-007) 8/9/2012
Ohio
2012-209 FA, NCB, FSB, Hillsboro (EA# SA) 8/2/2012
2012-210 C&D, Park View Federal Savings Bank, Solon (EA# CN 09-34) 8/27/2012
Texas
2012-211 FA, The Mason National Bank, Mason (EA# 2010-061) 7/19/2012
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