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NR 2012-66
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Arkansas
2012-053Metropolitan National Bank, Little Rock3/21/2012
California
2012-054Mojave Desert Bank, National Association, Mojave3/7/2012
2012-055Mission National Bank, San Francisco3/22/2012
Kansas
2012-056First FS&LA of Independence, Independence3/1/2012
South Dakota
2012-052Citibank, National Association, Sioux Falls4/5/2012
Wisconsin
2012-057The First National Bank of Niagara, Niagara2/28/2012

Civil Money Penalty Orders
No.Name/Bank/CityDate
California
2012-058Dann Bowman, Chino Commercial Bank, National Association, Chino3/1/2012
2012-059Roger Caberto, Chino Commercial Bank, National Association, Chino3/1/2012
2012-060Linda Cooper, Chino Commercial Bank, National Association, Chino3/1/2012
2012-061Corky Kindsvater, Chino Commercial Bank, National Association, Chino3/1/2012
2012-062Richard Malooly, Chino Commercial Bank, National Association, Chino3/1/2012
2012-063Richard Vanderpool, Chino Commercial Bank, National Association, Chino3/1/2012
2012-064Bernie Wolfswinkel, Chino Commercial Bank, National Association, Chino3/1/2012
2012-065Thomas Woodbury, Chino Commercial Bank, National Association, Chino3/1/2012
2012-066Jeanette Young, Chino Commercial Bank, National Association, Chino3/1/2012
Kansas
2012-067Dale Mitch Ashlock, First FS&LA of Olathe, Olathe3/8/2012
Mississippi
2012-068Trustmark National Bank, Jackson4/2/2012

Formal Agreements
No.Name/Bank/CityDate
Louisiana
2012-069National Independent Trust Company, Ruston2/2/2012
Maine
2012-070Auburn Savings Bank, FSB, Auburn2/28/2012
Michigan
2012-071Sterling Bank and Trust, FSB, Southfield3/19/2012
Mississippi
2012-072Britton & Koontz Bank, National Association, Natchez2/21/2012
New Jersey
2012-073The First National Bank of Absecon, Absecon3/14/2012
New York
2012-074Atlas Bank, Brooklyn3/15/2012
Oklahoma
2012-075Tulsa National Bank, Tulsa2/28/2012

Prompt Corrective Action Directives
No.Name/Bank/CityDate
Florida
2012-076Security Bank National Association, North Lauderdale3/23/2012
New Jersey
2012-077Fort Lee Federal Savings Bank, FSB, Fort Lee3/15/2012

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2012-053FA, Metropolitan National Bank, Little Rock (EA# 2008-041)3/21/2012
California
2012-079FA, Mission National Bank, San Francisco (EA# 2011-097)3/22/2012
Colorado
2012-080FA, Peoples National Bank Leadville, Leadville (EA# 2010-049)3/14/2012
Florida
2012-081FA, City National Bank of Florida, Miami (EA# 2010-076)2/27/2012
Georgia
2012-082FA, Flint River National Bank, Camilla (EA# 2010-025)3/22/2012
Kansas
2012-083FA, First FS&LA of Independence, Independence (EA# SA)3/1/2012
Michigan
2012-078C&D, Sterling Bank and Trust, FSB, Southfield (EA# CN 09-22)4/5/2012
Minnesota
2012-084FA, Northwestern Bank, National Association, Dilworth (EA# 2010-028)2/3/2012
2012-085FA, First National Bank Minnesota, St. Peter (EA# 2010-055)2/28/2012
Oklahoma
2012-086FA, The Central National Bank of Alva, Alva (EA# 2010-145)3/15/2012
Texas
2012-087FA, Texas Heritage National Bank, Daingerfield (EA# 2010-177)3/27/2012
2012-088C&D, First National Bank of Jasper, Jasper (EA# 2009-169)3/22/2012
2012-089FA, Uvalde National Bank, Uvalde (EA# 2009-028)1/23/2012
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