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NR 2013-104
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/. Fax requests should be sent to (202) 649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Missouri
2013-057First National Bank, Camdenton4/26/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Kansas
2013-058Lawrence McCants, First National Bank, Goodland6/3/2013
2013-059Dwane Timm, First National Bank, Goodland5/6/2013
Mississippi
2013-060First National Bank of Picayune, Picayune5/20/2013
Nebraska
2013-061First National Bank of Wahoo, Wahoo5/17/2013

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Kansas
2013-058Lawrence McCants, First National Bank, Goodland6/3/2013
2013-059Dwane Timm, First National Bank, Goodland5/6/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
North Carolina
2013-062Dean Z. Pinard, Bank of America, National Association, Charlotte4/11/2013
Ohio
2013-063James L. Hertz, JPMorgan Chase Bank, National Association, Columbus5/21/2013
2013-064Alexander W. Wright, JPMorgan Chase Bank, National Association, Columbus5/21/2013
Texas
2013-065Mary Helen "Murty" Lane, First National Bank in Whitney, Whitney6/3/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2013-066FA, Fidelity National Bank, West Memphis (EA# 2011-121)5/9/2013
Minnesota
2013-067C&D, Lake City Federal Bank, Lake City (EA# CN 11-11)5/20/2013
Missouri
2013-068FA, First National Bank, Camdenton (EA# 2010-263)4/26/2013
New York
2013-069C&D, Metropolitan National Bank, New York (EA# 2010-238)5/8/2013
2013-070FA, Herald National Bank, New York (EA# 2010-126)4/15/2013
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