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NR 2013-196
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
California
2013-175Broadway Federal Bank, F.S.B., Los Angeles10/30/2013
Minnesota
2013-176Landmark Community Bank, National Association, Isanti11/21/2013
Oklahoma
2013-177Liberty FSB, Enid11/15/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Alabama
2013-178Stephen D. Findley, Noble Bank & Trust, National Association, Anniston11/12/2013
Illinois
2013-179Edward J. McConville, National Bank of Earlville, Earlville11/8/2013
Tennesse
2013-180James Allen Wells, FSGBank, National Association, Chattanooga10/24/2013

Formal Agreements
No.Name/Bank/CityDate
Missouri
2013-181Jack Henry & Associates, Inc., Monett12/4/2013

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Missouri
2013-182Carol Carlos, First National Bank, Camdenton11/12/2013
Tennessee
2013-180James Alan Wells, FSGBank, National Association, Chattanooga10/24/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
Alabama
2013-178Stephen D. Findley, Noble Bank & Trust, National Association, Anniston11/12/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Arkansas
2013-183C&D, United Bank, Springdale (EA# 2012-091)10/30/2013
California
2013-175C&D, Broadway Federal Bank, F.S.B., Los Angeles (EA# WN-10-025)10/30/2013
2013-184C&D, Tomatobank, National Association, Diamond Bar, (EA# 2008-149)11/4/2013
2013-185C&D, Santa Clara Valley Bank, National Association, Santa Paula (EA# 2010-208)11/12/2013
Indiana
2013-186FA, Lafayette Savings Bank, F.S.B., Lafayette (EA# SA)11/14/2013
Minnesota
2013-176FA, Landmark Community Bank, National Association, Isanti (EA# 2008-084)11/21/2013
Nebraska
2013-187C&D, Lincoln FSB of Nebraska, Lincoln (EA# 2011-177)11/8/2013
Oklahoma
2013-177C&D, Liberty FSB, Enid (EA# WN 10-009)11/15/2013
2013-177PCAD, Liberty FSB, Enid (EA# WN 10-037)11/15/2013
Pennsylvania
2013-188FA, The First National Bank of Mercersburg, Mercersburg (EA# 2010-229)9/11/2013
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