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NR 2013-30
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 6W-11, Washington, DC 20219.

When ordering, specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Wisconsin
2013-004The Baraboo National Bank, Baraboo01/09/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
California
2013-005Gary W. Votapka, Mission Oaks National Bank, Temecula01/14/2013
Florida
2013-006Mitchell Aronson, Security Bank National Association, North Lauderdale01/04/2013
2013-007Harold Connell, Security Bank National Association, North Lauderdale01/02/2013
2013-008Robert Diez, Security Bank National Association, North Lauderdale01/02/2013
2013-009Manual Fernandez, Security Bank National Association, North Lauderdale01/02/2013
2013-010Floyd Harper, Security Bank National Association, North Lauderdale01/02/2013
2013-011Timothy Kenney, Security Bank National Association, North Lauderdale01/02/2013
Illinois
2012-273Robert B. Pennington, Citizens First National Bank, Princeton11/30/2012
South Dakota
2013-003TCF National Bank, Sioux Falls01/25/2013

Formal Agreements
No.Name/Bank/CityDate
Kentucky
2013-112Commonwealth Bank, FSB, MT. Sterling01/08/2013
North Carolina
2012-279Harrington Bank, FSB, Chapel Hill12/17/2012
Virginia
2012-274Acacia Federal Savings Bank, Falls Church12/19/2012

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Florida
2013-007Harold Connell, Security Bank National Association, North Lauderdale01/02/2013
2013-008Robert Diez, Security Bank National Association, North Lauderdale01/03/2013
2013-009Manual Fernandez, Security Bank National Association, North Lauderdale01/02/2013
2013-010Floyd Harper, Security Bank National Association, North Lauderdale01/02/2013
2013-011Timothy Kenney, Security Bank National Association, North Lauderdale01/02/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
Illinois
2012-273Robert B. Pennington, Citizens First National Bank, Princeton11/30/2012
2013-113Ruben Ybarra, Centrust Bank, National Association, Northbrook01/22/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alabama
2013-114FA, Noble Bank & Trust, National Association, Anniston (EA# 2010-259)01/30/2013
Arkansas
2013-115C&D, First Federal Bank, Harrison (EA# WN 10-13)01/15/2013
California
2013-116C&D, International City Bank, National Association, Long Beach (EA# 2009-011)01/22/2013
Florida
2012-275FA, Sunshine Savings Bank, Tallahassee (EA# SA)12/20/2012
Georgia
2013-117FA, First National Bank of Decatur County, Bainbridge (EA# 2011-067)01/08/2013
Minnesota
2013-118C&D, Neighborhood National Bank, Alexandria (EA# 2011-024)01/14/2013
2013-119FA, The First National Bank of Elk River, Maple Lake (now located in Elk River) (EA# 2009-125)01/22/2013
North Carolina
2012-279C&D, Harrington Bank, FSB, Chapel Hill (EA# SE-10-056)12/17/2012
North Dakota
2013-121FA, The Farmers and Merchants National Bank of Hatton, Hatton (EA# 2009-071)01/22/2012
Pennsylvania
2013-122FA, The Kishacoquillas Valley National Bank of Belleville, Belleville (EA# 2011-033)01/9/2013
South Carolina
2012-276FA, Southern First Bank, National Association, Greenville (EA# 2010-155)12/19/2012
Texas
2012-277FA, T Bank, National Association, Dallas (EA# 2010-068)12/19/2012
2012-278FA, Inter National Bank, McAllen (EA# 2009-156)08/30/2012
2013-120C&D, Southwest Securities, FSB, Dallas (EA# WN 11-003)01/14/2013
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