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NR 2013-84
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

 

Cease and Desist Orders
No.Name/Bank/CityDate
Rhode Island
2013-040Rbs Citizens, National Association, Providence4/29/2013
Virginia
2013-042Millennium Bank, National Association, Sterling4/15/2013

Civil Money Penalty Orders
No.Name/Bank/CityDate
Nebraska
2013-043Robert J. Lauer, First National Bank Northeast, Lyons4/22/2013
Ohio
2013-044First Federal Bank of The Midwest, Defiance4/22/2013
Rhode Island
2013-041Rbs Citizens, National Association, Providence4/29/2013
Wisconsin
2013-045Robert Gunville, Jr., The First National Bank of Niagara, Niagara4/8/2013

Formal Agreements
No.Name/Bank/CityDate
Illinois
2013-056BMO Harris Bank, National Association, Chicago4/29/2013
Indiana
2013-046Mid-Southern Savings Bank, FSB, Salem4/17/2013
Maryland
2013-047Severn Savings Bank, FSB, Annapolis4/23/2013
Missouri
2013-048Midwest FS & LA of St Joseph, Saint Joseph4/22/2013
Wisconsin
2013-049The First National Bank of Hartford, Hartford4/15/2013
2013-050Ladysmith FS & LA, Ladysmith4/26/2013

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Wisconsin
2013-045Robert Gunville, Jr., The First National Bank of Niagara, Niagara4/8/2013

Removal / Prohibition Orders
No.Name/Bank/CityDate
Wisconsin
2013-045Robert Gunville, Jr., The First National Bank of Niagara, Niagara4/8/2013

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Colorado
2013-051C&D, Aurora Bank FSB, Littleton (EA# NE 11-16)3/28/2013
2013-051C&D, Aurora Bank FSB, Littleton (EA# 2013-123)3/28/2013
Illinois
2013-052FA, The First National Bank in Tremont, Tremont (EA# 2008-164)4/5/2013
Indiana
2013-053REM, Michelle Gulli, Union Federal Bank of Indianapolis, Indianapolis (EA# ATL-2002-16)4/26/2013
Ohio
2013-054C&D, Liberty Savings Bank, FSB, Wilmington (EA# CN 09-36)4/24/2013
2013-054C&D, Liberty Savings Bank, FSB, Wilmington (EA# CN 10-36)4/24/2013
Texas
2013-055FA, First Federal Community Bank, Paris (EA# 2011-139)4/4/2013
Virginia
2013-042FA, Millennium Bank, National Association, Reston (EA# 2008-012)4/15/2013
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