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NR 2014-60
Contact: (202) 649-6870

OCC Enforcement Actions

WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

 

Cease and Desist Orders
No. Name/Bank/City Date
California
2014-029 OneWest Bank, National Association, Pasadena 3/11/2014
Delaware
2014-027 Fia Card Services, National Association, Wilmington 4/7/2014
Maryland
2014-030 Eastern Savings Bank, FSB, Hunt Valley 3/31/2014
North Carolina
2014-027 Bank of America, National Association, Charlotte 4/7/2014
Washington
2014-031 Eastside Commercial Bank, National Association, Bellevue 3/20/2014

Civil Money Penalty Orders
No. Name/Bank/City Date
Delaware
2014-028 Fia Card Services, National Association, Wilmington 4/7/2014
New Jersey
2014-032 Douglas Cestone, Fort Lee Federal Savings Bank, FSB, Fort Lee 3/26/2014
2014-033 Paul Oesterle, Fort Lee Federal Savings Bank, FSB, Fort Lee 3/26/2014
North Carolina
2014-028 Bank of America, National Association, Charlotte 4/7/2014

Formal Agreements
No. Name/Bank/City Date
New York
2014-034 Community Federal Savings Bank, Woodhaven 2/6/2014

Prompt Corrective Action Directives
No. Name/Bank/City Date
Wisconsin
2014-035 Guaranty Bank, Milwaukee 4/1/2014

Removal / Prohibition Orders
No. Name/Bank/City Date
Oklahoma
2014-036 W.A. Moore, The First National Bank of Davis, Davis 3/24/2014
Texas
2014-037 Edna E. Sepulveda, Inter National Bank, McAllen 2/19/2014

Restitution Orders
No. Name/Bank/City Date
Delaware
2014-027 Fia Card Services, National Association, Wilmington 4/7/2014
North Carolina
2014-027 Bank of America, National Association, Charlotte 4/7/2014

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2014-038 C&D, Pikes Peak National Bank, Colorado Springs (EA# 2010-070) 4/1/2014
Florida
2014-039 C&D, Landmark Bank, National Association, Fort Lauderdale (EA# 2011-147) 2/28/2014
Illinois
2014-040 FA, Central FS & LA of Chicago, Chicago (EA# 2012-136) 3/27/2014
2014-041 FA, First Federal Savings Bank, Ottawa (EA# 2012-137) 3/19/2014
Kentucky
2014-042 C&D, The Farmers National Bank of Cynthiana, Cynthiana (EA# 2012-186) 3/18/2014
Maryland
2014-030 C&D, Eastern Savings Bank, FSB, Hunt Valley (EA# SE 09-015) 3/31/2014
New York
2014-043 C&D, The Upstate National Bank, Lisbon (EA# 2009-036) 2/26/2014
Pennsylvania
2014-044 C&D, Phoenixville Federal Bank and Trust, Phoenixville (EA# NE 10-36) 3/6/2014
Tennessee
2014-045 C&D, FSGBank, National Association, Chattanooga (EA# 2010-106) 3/10/2014
2014-046 C&D, Southwestern National Bank, Houston (EA# 2011-056) 3/13/2014
Washington
2014-031 CD, Eastside Commercial Bank, National Association, Bellevue (EA# 2009-213) 3/20/2014
2014-031 FA, Eastside Commercial Bank, National Association, Bellevue (EA# 2009-073) 3/20/2014
Wisconsin
2014-047 C&D, Associated Bank, National Association, Green Bay (EA# 2012-023) 3/11/2014
2014-048 FA, The First National Bank of Hartford, Hartford (EA# 2013-049) 2/26/2014
2014-049 C&D, Anchorbank,fsb, Madison (EA# CN 09-17) 4/2/2014
2014-049 PCAD, Anchorbank,fsb, Madison (EA# CN 10-31) 4/2/2014
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