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Resources for bankers

Asset Management

Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.

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Asset Management Issuances

Related News and Issuances
Publish DateIdentifierTitle
03/18/2015  NR 2015-37, Comptroller of the Currency Issues Statement Regarding Bank Investment in the Municipal Securities Market
02/10/2015  OCC 2015-12, Personal Fiduciary Activities: Revised Comptroller's Handbook Booklet
01/14/2015  OCC 2015-3, Conflicts of Interest: Revised Comptroller's Handbook Booklet and Rescissions