Washington, DC| Jul 20 - 24, 2020

POSTPONED - Problem Bank Supervision


Examiners who have experience as an Examiner-in-Charge of banks, or examiners with problem bank examination experience, or examiners with onsite and offsite examination experience who will likely deal with problem banks. Bank attorneys may also wish to attend to understand the enforcement actions and bank resolution options used by OCC. This course places primary emphasis on on-site examination work. Class participants will work in teams on a case study.

Course Objectives

Upon completion, a participant should be able to:

  • Recognize emerging problems in banks
  • Identify appropriate supervisory strategies and enforcement remedies available for supervising banks
  • Determine resolution alternatives

Course Topics

  • Identification of Root Causes & Appropriate Solutions
  • Supervisory Approach
  • Enforcement Actions Against Individuals
  • Bank Enforcement Actions
  • Determine Compliance with Enforcement Actions
  • Communication with Banks
  • Prompt Corrective Action
  • Bank Resolution Options
  • Bank Closings

Pre-Course Reading Materials

PPM 5310-3 (REV) Enforcement Action Policy; CAMELS Rating System

Class Location

Office of the Comptroller of the Currency
Constitution Center 400 7th Street SW
Washington, D.C. 20219


The cost for attending this session is $200 per participant. Instructions for payment will be provided with the invitation letter after enrollment.


Participants are responsible for making their own travel and hotel arrangements.

Dress Code

Proper dress for the school is business casual–dress slacks/pants (jacket and tie is not required) and an appropriate shirt or top. Very casual attire, such as jeans, shorts, tank tops, t-shirts, or sneakers, should not be worn.

How to Enroll

If your banking supervisory organization would like to send a representative, please respond by sending an e-mail to FTA@occ.treas.gov and provide the following information:

  • Name of School
  • Banking Agency Name
  • Participant’s Name **(Must Match Name on Passport)**
  • Participant’s Title/Position
  • Participant’s Telephone Number
  • Participant’s E-Mail Address (Required)

This event is part of

Series: Foreign Technical Assistance (FTA) Program


JUL 20 – 24, 2020

OCC Headquarters
400 7th Street, S.W.
Washington, DC 20219



This event is part of

Series: Foreign Technical Assistance (FTA) Program