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Trading/Volcker Rule

Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.

Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

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Related News and Issuances
Publish DateIdentifierTitle
07/06/2018  NR 2018-69, Agencies Issue Statement Regarding the Impact of the Economic Growth, Regulatory Relief, and Consumer Protection Act
06/05/2018  NR 2018-56, Agencies Ask for Public Comment on Proposal to Simplify and Tailor "Volcker Rule"
07/21/2017  NR 2017-84, Federal Regulatory Agencies Announce Coordination of Reviews for Certain Foreign Funds under "Volcker Rule"