Skip navigation
Ensuring a Safe and Sound Federal Banking System for All Americans Site Map | Text Size: S M L

NR 2018-111
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for October 2018

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

View the current final actions by selecting the enforcement actions below. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2018-072 Resolute Bank, Maumee 9/05/2018

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2018-073 Dirceu P. Magalhaes, Royal Bank of Canada, Miami Branch, Miami 9/11/2018

Removal / Prohibition Orders
No. Name/Bank/City Date
Florida
2018-073 Dircue P. Magalhaes, Royal Bank of Canada, Miami Branch, Miami 9/12/2018
Pennsylvania
2018-079 Lindsay Elizabeth Schneck, Fulton Bank, National Association, Lancaster 9/28/2018
South Dakota
2018-074 Austen C. Middick, Wells Fargo Bank, National Association, Sioux Falls 9/10/2018

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Minnesota
2018-075 FA, American Investors Bank and Mortgage, Eden Prairie (EA# 2017-037) 9/06/2018
New York
2018-076 C&D, Arab Bank PLC, New York (EA# 2005-14) 10/1/2018
Ohio
2018-077 C&D, Resolute Bank, Maumee (EA# 2012-231)
(f/n/a Bank of Maumee, Maumee)
9/5/2018
Pennsylvania
2018-078 C&D, The Northumberland National Bank, Northumberland (EA# 2016-057) 8/21/2018
# # #