Comptroller's Licensing Manual

The Comptroller's Licensing Manual consists of a series of booklets that explain the OCC's policies and procedures on key licensing topics. The OCC recommends reading the booklet before accessing the sample documents.

Browse the Comptroller's Licensing Manual

Recently Published Booklets

April 7, 2022 - Licensing Manual: Public Notice and Comments

April 7, 2022 - Licensing Manual: Management Interlocks

April 7, 2022 - Licensing Manual: General Policies and Procedures

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BookletsShow

Title	Bank / Filer	Date
Articles of Association, Charter, and Bylaw Amendments	Forms	02/28/2022
Background Investigations	Forms	12/10/2021
Branch Closings	Forms	06/15/2017
Branches and Relocations	Forms	10/22/2019
Business Combinations	Forms	07/31/2018
Capital and Dividends	Forms	12/10/2021
Change in Bank Control	Forms	09/01/2017
Changes in Directors and Senior Executive Officers	Forms	06/15/2019
Changes of Corporate Title and Address	Forms	01/06/2017
Charters	Forms	12/10/2021
Conversions to Federal Charter	Forms	12/10/2021
Failure Acquisitions	N/A	01/16/2019
Federal Branches and Agencies	Forms	09/09/2020
Fiduciary Powers	Forms	02/28/2022
General Policies and Procedures	Forms	04/07/2022
Management Interlocks	Forms	04/07/2022
Mutual to Stock Conversions	Forms	11/23/2020
National Bank Director Waivers	Forms	12/10/2021
Public Notice and Comments	N/A	04/07/2022
Subordinated Debt	Forms	02/28/2022
Subsidiaries and Equity Investments	Forms	02/28/2022
Substantial Asset Changes, Including Changes in Charter Purpose	Forms	08/23/2017
Termination of Federal Charter	Forms	01/25/2019

Companion PublicationsShow

Title	Date
A Guide to Tribal Ownership of a National Bank	09/15/2002
Comptroller's Licensing Manual Supplement: Considering Charter Applications From Financial Technology Companies	07/15/2018

OTS Document ArchiveShow