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Resources for bankers

Asset Management

Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks and federal savings banks (banks) engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks.

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Asset Management Issuances

Related News and Issuances
Publish DateIdentifierTitle
10/06/2017  OCC 2017-39, T+2 Securities Transaction Settlement Cycle: Notice of Proposed Rulemaking
09/27/2017  NR 2017-112, OCC Reports Second Quarter 2017 Bank Trading Revenue
09/01/2017  NR 2017-101, Agencies Issue Notice of Proposed Rulemaking to Shorten Settlement Cycle