Compliance Risk Workshop: Understand the Rules, Act Responsibly

Effective compliance oversight helps banks manage risk effectively, maintain safe and sound operations, and provide fair and reliable services to customers. It is important that directors recognize the scope and implications of key compliance laws and regulations such as the Bank Secrecy Act and Flood Disaster Protection Act. In this workshop, we’ll focus on compliance red flags, hot topics, and what our examiners commonly find in assessing compliance risk. Join us to learn how to respond to the rapidly changing financial services industry and fulfill your responsibilities with confidence.

Work with and learn from experienced OCC examiners who lead this workshop, which includes discussions of best practices, lectures, and hands-on exercises designed for directors and senior management of national community banks and federal savings associations.

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