1997
July 1, 1997
(202) 874-4700
OCC Announces Four New Enforcement Actions
WASHINGTON, DC — The Office of the Comptroller of the Currency today announced five enforcement actions taken against national banks. The five actions released today include: two cease and desist orders and two removals/prohibitions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC's Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
| Amended Cease and Desist, by Consent | ||
|---|---|---|
| No. | Individual/Bank/City | Date |
| California | ||
| 97-28 | Bradley G. Wetherell, Ventura County National Bank, Oxnard | 05/29/97 |
| Cease and Desist Order to Reimburse, by Consent | ||
|---|---|---|
| No. | Individual/Bank/City | Date |
| New York | ||
| 97-29 | Daniel P. Lin, Citibank, N.A., New York | 05/12/97 |
| Removals/Prohibition, by Consent | ||
|---|---|---|
| No. | Individual/Bank/City | Date |
| California | ||
| 97-30 | Jose R. Guerrero, Bank of America, N.T. & S.A., San Francisco | 05/12/97 |
| 97-31 | Dexter Ngo, Wells Fargo Bank, N.A., San Francisco | 05/12/97 |
