News Release 1998-22 | March 3, 1998
OCC Announces 13 New Enforcement Actions and One Termination
WASHINGTON, DC — The Office of the Comptroller of the Currency today announced 14 enforcement actions taken against national banks. The 14 actions released today include: one formal agreement, six civil money penalties, three cease and desist orders, two removals/prohibitions, one restitution and one termination of an existing enforcement action.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should to be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
Formal Agreement, by Consent |
No. |
Bank/City |
Date |
Pennsylvania |
98-5 |
The First National Bank of Port Allegany, Port Allegany |
01/28/98 |
Civil Money Penalties |
No. |
Individual/Bank/City |
Date |
Illinois |
98-7 |
Sheldon Bernstein, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-8 |
Robert Mills, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-9 |
Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-10 |
Marianne Luczak, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
Maryland |
98-6 |
Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville |
01/30/98 |
New York |
98-1 |
Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York |
11/13/97 |
Personal Cease and Desist Order, by Consent |
No. |
Individual/Bank/City |
Date |
Maryland |
98-6 |
Horacio Bernardo Rozenblum, Capital Bank, N.A., Rockville |
01/30/98 |
Cease and Desist Order, by Consent |
No. |
Individual/Bank/City |
Date |
Illinois |
98-9 |
Alfred Roggeman, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
98-10 |
Marianne Luczak, Park National Bank and Trust of Chicago, Chicago |
01/26/98 |
Restitution |
No. |
Individual/Bank/City |
Date |
New York |
98-1 |
Massimiliano Locci, Instituto Bancario San Paolo Di Torino, New York |
11/13/97 |
Removals/Prohibitions, by Consent |
No. |
Individual/Bank/City |
Date |
Arizona |
98-3 |
Alta L. Hernandez, Norwest Bank Arizona, N.A., Phoenix |
01/06/98 |
Indiana |
98-2 |
Stacy Howard, NBD Bank, N.A., Indianapolis |
01/26/98 |
Termination of Enforcement Action |
No. |
Type/Bank/City/Old EA# |
Date |
Michigan |
98-4 |
FA, First Independence National Bank, Detroit, (EA #248) |
01/16/98 |
Media Contact
Frank D. Vance, Jr.
(202) 649-6870