News Release 2000-3 | January 27, 2000
OCC Announces 18 New Enforcement Actions
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WASHINGTON, DC — The Office of the Comptroller of the Currency (OCC) today announced 18 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://apps.occ.gov/EnforcementActions/.
| Formal Agreements, By Consent | ||
|---|---|---|
| No. | Bank/City | Date |
| Colorado | ||
| 99-99 | First National Bank of Estes Park, Estes Park | 12/29/99 |
| Texas | ||
| 99-100 | Dave M. Boren, Inc., D.B.A. Management Information Resources, Lubbock | 06/21/99 |
| 99-101 | First National Bank of Rotan, Rotan | 11/16/99 |
| Personal Cease and Desist Orders, by Consent | ||
|---|---|---|
| No. | Individual/Bank/City | Date |
| Florida | ||
| 99-103 | Curtis Rethwisch, SunTrust Bank Central Florida, N.A., Orlando | 12/31/99 |
| North Carolina | ||
| 99-102 | Janie Robinson, Wachovia Bank, N.A., Winston-Salem | 11/23/99 |
| Civil Money Penalties, by Consent | ||
|---|---|---|
| No. | Bank/City | Date |
| New York | ||
| 2000-1 | The Park Avenue Bank, N.A., New York | 01/04/00 |
| Removals, by Consent | ||
|---|---|---|
| No. | Individual/Bank/City | Date |
| California | ||
| 99-107 | Teresa A. Pilon, Bank of America NT & SA, San Francisco | 12/30/99 |
| Mississippi | ||
| 99-106 | Donna K. Herrington, Deposit Guaranty National Bank, Jackson | 12/31/99 |
| North Carolina | ||
| 99-108 | Ivy Jackson, Wachovia Bank, N.A., Winston-Salem | 12/17/99 |
| Illinois | ||
| 2000-2 | Laura J. Araar, Bank One, N.A., Chicago | 01/10/00 |
| New Jersey | ||
| 99-105 | John C. Polk, Valley National Bank, Passaic | 12/21/99 |
| New York | ||
| 99-104 | Maria A. Troncoso, Union Chelsea National Bank, New York | 12/21/99 |
| Personal Cease and Desist Orders for Restitution, by Consent | ||
|---|---|---|
| No. | Bank/City | Date |
| California | ||
| 99-107 | Teresa A. Pilon, Bank of America NT & SA, San Francisco | 12/30/99 |
| Mississippi | ||
| 99-106 | Donna K. Herrington, Deposit Guaranty National Bank, Jackson | 12/31/99 |
| North Carolina | ||
| 99-108 | Ivy Jackson, Wachovia Bank, N.A., Winston-Salem | 12/17/99 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Bank, City, Old EA# | Date |
| Kansas | ||
| 99-109 | First National Bank of Holcomb, Holcomb, (Terminates 99-109) | 08/04/99 |
| Texas | ||
| 99-97 | First National Bank of Newton, Newton, (Terminates 97-98) | 11/16/99 |
| 99-101 | First National Bank of Rotan, Rotan, (Terminates 98-74) | 11/16/99 |
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