News Release 2002-27 | March 19, 2002
OCC Announces 11 New Enforcement Actions and 1 Termination
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today announced 11 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and 1 termination of an existing enforcement action.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce/enforce.htm.
Formal Agreements, by Consent |
No. |
Bank/City |
Date |
Texas |
2001-126 |
First National Bank, Bullard |
09/18/01 |
2002-9 |
First National Bank, Glen Rose |
02/21/02 |
2001-127 |
American National Bank of Mount Pleasant, Mount Pleasant |
03/28/01 |
Removals/Prohibitions, By Consent |
No. |
Name/Bank/City |
Date |
New Jersey |
2002-10 |
Susan P. O’Neil, Commerce Bank, N.A., Mt. Laurel |
01/31/02 |
2002-11 |
James E. Ponder, Jr., Carnegie Bank, N.A., Princeton |
01/18/02 |
North Dakota |
2002-12 |
Shawn N. Miller, US Bank, N.A. d.b.a. First Bank, N.A., Fargo |
02/08/02 |
Texas |
2002-13 |
R. Stephen Cavender, East Texas National Bank of Marshall, Marshall |
02/01/02 |
Utah |
2002-14 |
R. Matthew Tullis, Zions First National Bank, Salt Lake City |
02/21/02 |
Civil Money Penalties, By Consent |
No. |
Name/Bank/City |
Date |
Utah |
2002-14 |
R. Matthew Tullis, Zions First National Bank, Salt Lake City |
02/21/02 |
Cease and Desist Orders, By Consent |
No. |
Bank/City |
Date |
California |
2002-15 |
Delta National Bank, Manteca |
02/12/02 |
Personal Cease and Desist Orders For Restitution, By Consent |
No. |
Name/Bank/City |
Date |
Texas |
2002-13 |
R. Stephen Cavender, East Texas National Bank of Marshall, Marshall |
02/01/02 |
Terminations of Existing Enforcement Actions |
No. |
Name/Bank/City/Old EA# |
Date |
Florida |
2002-16 |
FA, Continental National Bank of Miami, Miami, (EA #2000-3) |
03/04/02 |
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