News Release 2002-94 | December 13, 2002
OCC Announces 14 New Enforcement Actions and 5 Terminations
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today announced 14 new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and 5 terminations of existing enforcement actions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://www.occ.treas.gov/enforce/enforce.htm.
| Formal Agreements, By Consent |
| No. |
Bank/City |
Date |
| Ohio |
| 2002-114 |
The First National Bank of Shelby, Shelby |
10/29/02 |
| Removals/Prohibitions, By Consent |
| No. |
Name/Bank/City |
Date |
| New York |
| 2002-115 |
Ming Jiang, Bank of China, New York Branch, New York |
09/23/02 |
| 2002-116 |
Li Chuan Jie, Bank of China, New York Branch, New York |
09/03/02 |
| 2002-117 |
Jia Shu Luo, Bank of China, New York Branch, New York |
09/03/02 |
| 2002-118 |
Patrick Young, Bank of China, New York Branch, New York |
10/31/02 |
| Civil Money Penalties, By Consent |
| No. |
Name/Bank/City |
Date |
| New York |
| 2002-116 |
Li Chuan Jie, Bank of China, New York Branch, New York |
09/03/02 |
| 2002-117 |
Jia Shu Luo, Bank of China, New York Branch, New York |
09/03/02 |
| 2002-119 |
Jian Xiang Wen a.k.a. Simon Jian, Bank of China, New York Branch, New York |
10/31/02 |
| 2002-118 |
Patrick Young, Bank of China, New York Branch, New York |
10/31/02 |
| Amended Cease and Desist Orders, By Consent |
| No. |
Bank/City |
Date |
| Illinois |
| 2002-120 |
Seaway National Bank of Chicago, Chicago |
11/07/02 |
| Cease and Desist Orders, By Consent |
| No. |
Bank/City |
Date |
| South Dakota |
| 2002-121 |
Valley Bank (National Association), Elk Point |
10/21/02 |
| Personal Cease and Desist Orders, By Consent |
| No. |
Name/Bank/City |
Date |
| California |
| 2002-122 |
Jian Hua Gao, Bank of China, Los Angeles Branch, Los Angeles |
08/23/02 |
| Florida |
| 2002-123 |
Lewis Edward Mitchell, Riverside National Bank of Florida, Fort Pierce |
11/18/02 |
| New York |
| 2002-119 |
Jian Xiang Wen a.k.a. Simon Jian, Bank of China, New York Branch, New York |
10/31/02 |
| Terminations of Existing Enforcement Actions |
| No. |
Type/Bank/City/Old EA# |
Date |
| California |
| 2002-124 |
FA, Neighborhood National Bank, San Diego (EA #2001-105) |
10/31/02 |
| Ohio |
| 2002-125 |
CA, Belmont National Bank, St. Clairsville (EA #99-57) |
10/03/02 |
| Texas |
| 2002-126 |
FA, First National Bank, Glen Rose (EA #2002-9) |
10/24/02 |
| Washington |
| 2002-127 |
FA, State National Bank of Garfield, Spokane (EA #2001-58) |
11/18/02 |
| Wyoming |
| 2002-128 |
FA, First National Bank of Gillette, Gillette (EA #2001-92) |
09/11/02 |
Media Contact
Dean DeBuck
(202) 874-5770
