News Release 2006-135 | December 13, 2006
OCC Enforcement Actions
WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its wsite located at http://apps.occ.gov/EnforcementActions.
Cease and Desist Orders |
No. |
Name/Bank/City |
Date |
Ohio |
2006-134 |
Firstmerit Bank, National Association, Akron |
11/20/2006 |
West Virginia |
2006-149 |
Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone |
12/7/2006 |
Civil Money Penalty Orders |
No. |
Name/Bank/City |
Date |
Florida |
2006-135 |
Greenberg Traurig LLP, Hamilton Bank, National Association, Miami |
10/31/2006 |
2006-136 |
Robert L. Grossman, Hamilton Bank, National Association, Miami |
11/7/2006 |
Illinois |
2006-137 |
James Fish, First National Bank in Homer, Homer |
11/8/2006 |
Indiana |
2006-138 |
Anne Mounts, The First National Bank of Fremont, Fremont |
11/2/2006 |
2006-139 |
Neal Patterson, The First National Bank of Fremont, Fremont |
11/2/2006 |
Minnesota |
2006-140 |
Bradford S. Fornoff, The First National Bank of Brewster, Brewster |
11/6/2006 |
2006-141 |
Bruce N. Kness, The First National Bank of Brewster, Brewster |
11/22/2006 |
2006-142 |
Charles C. Moser, The First National Bank of Brewster, Brewster |
11/6/2006 |
2006-143 |
Dennis A. Walker, The First National Bank of Brewster, Brewster |
11/27/2006 |
Nebraska |
2006-144 |
Donald D. Olson, The First National Bank of Utica, Utica |
11/2/2006 |
West Virginia |
2006-149 |
Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone |
11/7/2006 |
Formal Agreements |
No. |
Name/Bank/City |
Date |
Florida |
2006-135 |
Greenberg Traurig LLP, Hamilton Bank, National Association, Miami |
10/31/2006 |
2006-136 |
Robert L. Grossman, Hamilton Bank, National Association, Miami |
11/7/2006 |
Ohio |
2006-145 |
The First National Bank of Bellevue, Bellevue |
10/26/2006 |
Personal Cease and Desist Orders |
No. |
Name/Bank/City |
Date |
Indiana |
2006-138 |
Anne Mounts, The First National Bank of Fremont, Fremont |
11/2/2006 |
Minnesota |
2006-140 |
Bradford S. Fornoff, The First National Bank of Brewster, Brewster |
11/6/2006 |
Nebraska |
2006-144 |
Donald D. Olson, The First National Bank of Utica, Utica |
11/2/2006 |
Removal / Prohibition Orders |
No. |
Name/Bank/City |
Date |
Indiana |
2006-139 |
Neal Patterson, The First National Bank of Fremont, Fremont |
11/2/2006 |
Nebraska |
2006-144 |
Donald D. Olson, The First National Bank of Utica, Utica |
11/2/2006 |
Ohio |
2006-146 |
Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus |
11/8/2006 |
Restitution Orders |
No. |
Name/Bank/City |
Date |
Ohio |
2006-146 |
Andrea Lynn Green, JPMorgan Chase Bank, National Association, Columbus |
11/8/2006 |
Terminations of Existing Enforcement Actions |
No. |
Type/Bank/City/Old EA# |
Date |
Kansas |
2006-147 |
FA, Western National Bank, Lenexa (EA# 2004-71) |
11/17/2006 |
Minnesota |
2006-148 |
FA, Peoples National Bank of Mora, Mora (EA# 2005-83) |
10/19/2006 |
For copies, please call (202) 874-5043.
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