2006
April 17, 2006
(202) 874-5770
OCC Enforcement Actions
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC’s Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC’s Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at https://www.occ.gov/enforce/enf_search.htm .
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| New York | ||
| 2006-19 | Metropolitan Bank and Trust Company, a Federal Branch, New York | 03/24/06 |
| Oklahoma | ||
| 2006-20 | First Fidelity Bank, National Association, Oklahoma City | 03/30/06 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| District of Columbia | ||
| 2006-21 | First Liberty National Bank, Washington | 04/04/06 |
| Personal Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| North Carolina | ||
| 2006-22 | Patrick M. O'Brien, Wachovia Bank, National Association, Charlotte | 02/27/06 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| California | ||
| 2006-23 | FORMAL AGREEMENT, Calnet Business Bank, National Association, Sacramento (EA #2005-96) | 03/07/06 |
| Illinois | ||
| 2006-24 | CONSENT ORDER, The National Republic Bank of Chicago, Chicago (EA #2003-69) | 03/22/06 |
| Kansas | ||
| 2006-25 | FORMAL AGREEMENT, First National Bank & Trust Company in Larned, Larned (EA #2004-34) | 03/15/06 |
| Nebraska | ||
| 2006-26 | FORMAL AGREEMENT, The First National Bank of Gordon, Gordon (EA #2004-58) | 03/15/06 |
| 2006-27 | FORMAL AGREEMENT, First Central Bank McCook, National Association, McCook (EA #2003-144) | 03/22/06 |
| New York | ||
| 2006-28 | CONSENT ORDER, The Upstate National Bank, Lisbon (EA #2004-154) | 03/22/06 |
For copies, please call (202) 874-5043.
