News Release 2006-5 | January 17, 2006
OCC Enforcement Actions
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WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Website located at http://apps.occ.gov/EnforcementActions.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2006-163 | Wing Lung Bank, Limited, a limited Federal branch, Los Angeles | 11/17/05 |
| 2006-164 | Ramona National Bank, Ramona | 12/14/05 |
| Florida | ||
| 2006-165 | Pacific National Bank, Miami | 12/16/05 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2006-166 | Delores L. McCauley, The First National Bank of Mt. Pulaski, Mt. Pulaski | 12/06/05 |
| Michigan | ||
| 2005-162 | ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor | 12/30/05 |
| Minnesota | ||
| 2006-167 | Charles C. Moser, The First National Bank of Brewster, Brewster | 12/20/05 |
| New York | ||
| 2005-168 | Antenor Adam, New York National Bank, Bronx | 12/12/05 |
| 2005-169 | Irving Klein, New York National Bank, Bronx | 12/12/05 |
| 2005-170 | Samuel Monroe, Jr., New York National Bank, Bronx | 12/12/05 |
| 2005-171 | Emilio Serrano, New York National Bank, Bronx | 12/12/05 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| New York | ||
| 2005-172 | The Lyons National Bank, Lyons | 11/21/05 |
| 2005-173 | The National Bank of Stamford, Stamford | 11/15/05 |
| Oklahoma | ||
| 2005-174 | Century National Bank of Oklahoma, Pryor | 12/08/05 |
| Personal Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Arizona | ||
| 2006-175 | Douglas Wachtel, Nextbank, National Association, Phoenix | 12/09/05 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2005-176 | Israel Macias, Union Bank of California, National Association, San Francisco | 11/02/05 |
| 2005-177 | Glenn M. Yamashiro, Union Bank of California, National Association, San Francisco | 12/09/05 |
| Kentucky | ||
| 2005-178 | Lisa M. Miller, Citizens Commerce National Bank, Versailles | 12/07/05 |
| Restitution Orders | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| California | ||
| 2005-176 | Israel Macias, Union Bank of California, National Association, San Francisco | 11/02/05 |
| Michigan | ||
| 2005-162 | ABN AMRO Mortgage Group. Inc. (an operating subsidiary of Lasalle Bank Midwest National Association), Ann Arbor | 12/30/05 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Alabama | ||
| 2005-179 | CONSENT ORDER, Merchants Bank of California, National Association, Carson (EA #2004-64) | 11/18/05 |
| 2005-180 | CONSENT ORDER, Asian Pacific National Bank, San Gabriel (EA #2005-3) | 12/15/05 |
| Indiana | ||
| 2005-181 | CONSENT ORDER, First National Bank of Dana, Dana (EA #2004-145) | 12/22/05 |
| Louisiana | ||
| 2005-182 | FORMAL AGREEMENT, National Independent Trust Company, Ruston (EA #2004-36) | 10/28/05 |
| Minnesota | ||
| 2005-183 | FORMAL AGREEMENT, Centennial National Bank, Walker (EA #2004-23) | 12/14/05 |
| Missouri | ||
| 2005-184 | FORMAL AGREEMENT, Kennett National Bank, Kennett (EA #2003-171) | 12/08/05 |
| Nevada | ||
| 2005-185 | CONSENT ORDER, First National Bank of Marin, Las Vegas (EA #2001-97) | 12/05/05 |
| New York | ||
| 2005-185 | FORMAL AGREEMENT, Excel Bank, National Association, New York (EA #2002-95) | 12/30/05 |
For copies, please call (202) 874-5043.
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