2006
May 18, 2006
(202) 874-5770
OCC Enforcement Actions
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| New York | ||
| 2006-29 | Bangkok Bank Public Company Limited, a Federal Branch, New York | 04/20/06 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Georgia | ||
| 2006-30 | Onyeacholem Moseri, First North American National Bank (closed), Kennesaw | 03/30/06 |
| Kentucky | ||
| 2006-31 | Fort Knox National Bank, Radcliff | 04/10/06 |
| Minnesota | ||
| 2006-32 | Thomas P. Kell, III, The Lake Bank, National Association, Two Harbors | 04/04/06 |
| Ohio | ||
| 2006-33 | Gary P. Norris, Home National Bank, Racine | 04/13/06 |
| 2006-34 | Katherine Gast, The Ripley National Bank, Ripley | 04/26/06 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Missouri | ||
| 2006-35 | Old Missouri National Bank, Springfield | 04/28/06 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Georgia | ||
| 2006-36 | Onyeacholem Moseri, First North American National Bank (closed), Kennesaw | 03/23/06 |
| Minnesota | ||
| 2006-32 | Thomas P. Kell, III, The Lake Bank, National Association, Two Harbors | 04/04/06 |
| North Carolina | ||
| 2006-37 | Konya M. Owens, First Union National Bank (n.k.a. Wachovia Bank, National Association), Charlotte | 04/26/06 |
| Ohio | ||
| 2006-33 | Gary P. Norris, Home National Bank, Racine | 04/13/06 |
| 2006-34 | Katherine Gast, The Ripley National Bank, Ripley | 04/26/06 |
| Restitution Orders | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| North Carolina | ||
| 2006-37 | Konya M. Owens, First Union National Bank (n.k.a. Wachovia Bank, National Association), Charlotte | 04/26/06 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Alabama | ||
| 2006-38 | FORMAL AGREEMENT, Town-Country National Bank, Camden (EA #2004-4) | 04/26/06 |
| Ohio | ||
| 2006-39 | FORMAL AGREEMENT, The First National Bank of Pandora, Pandora (EA #2003-73) | 03/15/06 |
| West Virginia | ||
| 2006-40 | CONSENT ORDER, The First National Bank of St. Marys, St. Marys (EA #2002-39) | 9/7/2006 |
For copies, please call (202) 874-5043.
