2006
July 18, 2006
(202) 874-5770
OCC Enforcement Actions
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks and terminations of existing enforcement actions.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://apps.occ.gov/EnforcementActions.
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Alabama | ||
| 2006-59 | Judy R. Davis, First National Bank of Shelby County, Columbiana | 06/05/06 |
| 2006-60 | A. Duncan McFarlane, First National Bank of Shelby County, Columbiana | 06/29/06 |
| 2006-61 | Russell J. Rasco, First National Bank of Shelby County, Columbiana | 05/31/06 |
| Arizona | ||
| 2006-62 | Frank W. Busch, III, First National Bank of Arizona, Scottsdale | 06/21/06 |
| 2006-63 | R. Patrick Lamb, First National Bank of Arizona, Scottsdale | 06/21/06 |
| Nevada | ||
| 2006-62 | Frank W. Busch, III, First National Bank of Nevada, Reno | 06/21/06 |
| 2006-63 | R. Patrick Lamb, First National Bank of Nevada, Reno | 06/21/06 |
| Tennessee | ||
| 2006-64 | Eldon B. "Brac" Thoma III, First National Bank of Tullahoma, Tullahoma | 06/05/06 |
| Removal/Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Alabama | ||
| 2006-59 | Judy R. Davis, First National Bank of Shelby County, Columbiana | 06/05/06 |
| 2006-61 | Russell J. Rasco, First National Bank of Shelby County, Columbiana | 05/31/06 |
| Louisiana | ||
| 2006-65 | Katherine S. Howard, Hibernia National Bank, New Orleans | 06/08/06 |
| New York | ||
| 2006-66 | Lance D. Mattingly, NBT Bank, National Association, Norwich | 06/08/06 |
| Tennessee | ||
| 2006-64 | Eldon B. "Brac" Thoma III, First National Bank of Tullahoma, Tullahoma | 06/05/06 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Arkansas | ||
| 2006-67 | FORMAL AGREEMENT, The First National of Dewitt, Dewitt (EA# 2004-70) | 06/08/06 |
| 2006-68 | FORMAL AGREEMENT, First National Bank and Trust, Phillipsburg (EA# 2004-72) | 9/7/2006 |
For copies, please call (202) 874-5043.
