News Release 2007-12 | February 15, 2007

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:

Comptroller of the Currency, Public Information Room (1-5)
Washington, DC 20219

Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.

The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website.

Cease and Desist Orders
No. Name / Bank / City Date
New York
2007-003 United Bank For Africa PLC, New York 01/18/2007
West Virginia
2006-149 ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 12/07/2006
Civil Money Penalty Orders
No. Name / Bank / City Date
Colorado
2006-004 Stephen Baltz, First United Bank, National Association, Englewood 01/31/2007
Florida
2007-011 International Bank of Miami, National Association, Coral Gables 02/12/2007
Illinois
2006-172 First National Bank of Catlin, Catlin 10/26/2006
Indiana
2006-173 Harold Arndt, The First National Bank of Fremont, Fremont 12/12/2006
Kentucky
2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007
Tennessee
2007-006 Aileen Faccenda, First Tennessee Bank National Association, Memphis 01/19/2007
West Virginia
2006-149 ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone 01/19/2007
Formal Agreements
No. Name / Bank / City Date
California
2006-174 Legacy Bank, National Association, Campbell 12/22/2006
New York
2007-007 Citic Ka Wah Bank Limited, New York 01/08/2007
Pennsylvania
2007-008 Commerce Bank/Harrisburg National Association, Lemoyne 01/29/2007
Wisconsin
2006-175 The First National Bank - Fox Valley, Neenah 12/14/2006
2006-176 The First National Bank - Fox Valley, Neenah 12/14/2006
Removal / Prohibition Orders
No. Name / Bank / City Date
Indiana
2006-173 Harold Arndt, The First National Bank of Fremont, Fremont 12/12/2006
Kentucky
2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007
Tennessee
2007-006 Aileen Faccenda, First Tennessee Bank National Association, Memphis 01/19/2007
Restitutions Orders
No. Name / Bank / City Date
Kentucky
2007-005 Barry L. Corbin, The First National Bank of Columbia, Columbia 01/03/2007
Terminations of Existing Enforcement Actions
No. Type / Name / Bank / City / Old EA# Date
California
2007-009 C&D, City National Bank, Beverly Hills (EA# 2005-16) 01/30/2007
Illinois
2006-177 C&D, Peoples National Bank of Kewanee, Kewanee (EA# 2004-120) 12/20/2006
Kansas
2007-010 FA, Citizens Bank of Kansas, National Association, Kingman (EA# 2004-92) 01/10/2007

For copies, please call (202) 874-5043.

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Media Contact

OCC Public Affairs
(202) 874-5770