News Release 2007-96 | September 18, 2007
OCC Enforcement Actions
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WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to:
Comptroller of the Currency, Public Information Room (1-5) Washington, DC 20219
Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its website located at http://apps.occ.gov/EnforcementActions.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name / Bank / City | Date |
| California | ||
| 2007-110 | Union Bank of California, National Association, San Francisco | 09/14/2007 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name / Bank / City | Date |
| California | ||
| 2007-093 | Far East National Bank, Los Angeles | 08/29/2007 |
| 2007-094 | Pacific Capital Bank, National Association, Santa Barbara | 08/21/2007 |
| 2007-110 | Union Bank of California, National Association, San Francisco | 09/14/2007 |
| Georgia | ||
| 2007-095 | David Moffat, First National Bank, St. Marys | 08/21/2007 |
| Michigan | ||
| 2007-096 | John B. Collins, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-097 | Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-098 | Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-099 | Carl B. Johnson, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-100 | David R. Prichard, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-101 | Dianne M. Schubach, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-102 | David A. Wright, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| New York | ||
| 2007-103 | Jeffrey S. Gilbert, The National Bank of Vernon, Vernon | 08/20/2007 |
| Ohio | ||
| 2007-104 | Keybank National Association, Cleveland | 07/27/2007 |
| Formal Agreements | ||
|---|---|---|
| No. | Name / Bank / City | Date |
| Ohio | ||
| 2007-105 | The Community National Bank, Franklin | 06/19/2007 |
| Personal Cease and Desist Orders | ||
|---|---|---|
| No. | Name / Bank / City | Date |
| Michigan | ||
| 2007-96 | John B. Collins, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-97 | Margaret S. Feskorn, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-98 | Tracie B. Hunter, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-99 | Carl B. Johnson, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-100 | David R. Prichard, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-101 | Dianne M. Schupback, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| 2007-102 | David A. Wright, Lasalle Bank MidWest National Association, Troy | 08/15/2007 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name / Bank / City | Date |
| Colorado | ||
| 2007-106 | Lance A. Curry, The First National Bank of Paonia, Paonia | 08/10/2007 |
| Kansas | ||
| 2007-106 | Lance A. Curry, Cornerbank, National Association, Windfield | 08/10/2007 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type / Name / Bank / City / Old EA# | Date |
| Illinois | ||
| 2007-107 | FA, Atlantic Trust Company, National Association, Chicago (EA# 2005-57) | 08/01/2007 |
| Nebraska | ||
| 2007-108 | FA, The First National Bank of Valentine, Valentine, (EA# 2004-93) | 08/09/2007 |
| New York | ||
| 2007-109 | C&D, Asia Bank, N.A., Flushing (EA# 2004-153) | 08/01/2007 |
For copies, please call (202) 874-5043.
Media Contact
OCC Public Affairs
(202) 874-5771
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