News Release 2010-133 | November 19, 2010

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No. Name /Bank/ City Date
California
2010-204 Canyon National Bank, Palm Springs 10/13/2010
Florida
2010-205 First National Bank of Central Florida, Winter Park 10/13/2010
Indiana
2010-206 Integra Bank National Association, Evansville 8/12/2010

Cease and Desist Orders
No. Name/Bank/City Date
Arizona
2010-207 Sonoran Bank, National Association, Phoenix 10/21/2010
California
2010-208 Santa Clara Valley Bank, National Association, Santa Paula 10/26/2010
Florida
2010-209 Fidelity Bank of Florida, National Association, Merritt Island 10/27/2010
Georgia
2010-210 United Americas Bank, National Association, Atlanta 10/7/2010

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2010-211 Harold Connell, Security Bank National Association, North Lauderdale 10/27/2010
North Dakota
2010-212 Kenley Just, The Farmers and Merchants National Bank of Hatton, Hatton 10/27/2010
2010-213 Ray Kvalvog, The Farmers and Merchants National Bank of Hatton, Hatton 10/25/2010
2010-214 Fred Schlanser, The Farmers and Merchants National Bank of Hatton, Hatton 10/27/2010
Wyoming
2010-215 Scott R. Prusia, First National Bank, Torrington, Torrington 10/5/2010

Formal Agreements
No. Name/Bank/City Date
Georgia
2010-216 First National Bank South, Alma 10/4/2010
New York
2010-217 Madison National Bank, Merrick 6/11/2010
Texas
2010-218 San Antonio National Bank, Refugio 9/30/2010

Removal / Prohibition Orders
No. Name/Bank/City Date
Indiana
2010-219 Robert E. Tolle, Old National Bank, Evansville 9/21/2010
Missouri
2010-220 Daniel Garrett, UMB Bank, National Association, Kansas City 7/9/2010
Ohio
2010-221 Victoria Toth, JPMorgan Chase Bank, National Association, Columbus 7/9/2010
Wyoming
2010-215 Scott R. Prusia, First National Bank, Torrington, Torrington 10/5/2010

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Florida
2010-209 FA, Fidelity Bank of Florida, National Association, Merritt Island (EA# 2009-085) 10/27/2010
Texas
2010-222 FA, The First National Bank of Trenton, Trenton (EA# 2008-088) 10/18/2010

Media Contact

Communications
(202) 874-5770