News Release 2010-144 | December 17, 2010

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site , https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Montana
2010-223 First Citizens Bank of Polson, National Association, Polson 11/9/2010
New York
2010-238 Metropolitan National Bank, New York 11/5/2010

Civil Money Penalty Orders
No. Name/Bank/City Date
Wisconsin
2010-224 James L. Klein, First National Bank of Platteville, Platteville 11/1/2010

Formal Agreements
No. Name/Bank/City Date
Alabama
2010-225 The Headland National Bank, Headland 11/9/2010
Colorado
2010-237 The First National Bank of Fleming, Fleming 11/19/2010
New York
2010-226 Empire National Bank, Islandia 10/21/2010
2010-227 Wilber National Bank, Oneonta 10/13/2010
2010-228 The Suffolk County National Bank of Riverhead, Riverhead 10/25/2010
North Carolina
2010-239 Bank of America, National Association, Charlotte 12/7/2010
Pennsylvania
2010-229 The First National Bank of Mercersburg, Mercersburg 10/27/2010
Texas
2010-230 Omnibank, National Association, Houston 11/18/2010

Prompt Corrective Action Directives
No. Name/Bank/City Date
Illinois
2010-231 Western Springs National Bank and Trust, Western Springs 11/18/2010

Removal / Prohibition Orders
No. Name/Bank/City Date
Illinois
2010-232 Elaine J. Hopkins, Algonquin State Bank, National Association, Algonquin 11/15/2010
Wisconsin
2010-224 James L. Klein, First National Bank of Platteville, Platteville 11/1/2010

Terminations of Existing Enforcement Actions
No. Name/Bank/City Date
Colorado
2010-233 FA, First National Bank, Fort Collins (EA# 2009-105) 11/1/2010
Illinois
2010-234 FA, Castle Bank, National Association, Dekalb (EA# 2009-107) 11/1/2010
Kansas
2010-235 FA, First National Bank of Kansas, Overland Park (EA# 2009-108) 11/1/2010
Massachusetts
2010-236 FA, The Milford National Bank and Trust Company, Milford (EA# 2008-155) 10/13/2010
Montana
2010-223 FA, First Citizens Bank of Polson, National Association, Polson (EA# 2008-117) 11/9/2010

Media Contact

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(202) 874-5770