2010
February 19, 2010
(202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/ .
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx . Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Texas | ||
| 2009-235 | Russ Minton, Texas Republic Bank, National Association, Frisco | 12/23/2009 |
| 2010-004 | Van D. Sparkman, Texas Republic Bank, National Association, Frisco | 1/6/2010 |
| 2010-005 | W. Weldon Tabor, Texas Republic Bank, National Association, Frisco | 1/6/2010 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2009-236 | First National Bank of Chillicothe, Chillicothe | 11/16/2009 |
| 2009-237 | The Farmers National Bank of Prophetstown, Prophetstown | 12/16/2009 |
| Minnesota | ||
| 2009-238 | The First National Bank of Cold Spring, Cold Spring | 12/14/2009 |
| 2009-239 | The First National Bank of Le Center, Le Center | 12/15/2009 |
| 2009-240 | The First National Bank of Northfield, Northfield | 12/7/2009 |
| 2010-006 | Neighborhood National Bank, Alexandria | 1/20/2010 |
| 2010-007 | Peoples National Bank of Mora, Mora | 1/22/2010 |
| New Jersey | ||
| 2009-241 | BNB Bank, National Association, Fort Lee | 12/18/2009 |
| North Dakota | ||
| 2009-242 | The National Bank of Harvey, Harvey | 11/9/2009 |
| Oklahoma | ||
| 2009-243 | The Shattuck National Bank, Shattuck | 11/18/2009 |
| South Carolina | ||
| 2010-008 | Bankmeridian, National Association, Columbia | 1/22/2010 |
| 2010-009 | Independence National Bank, Greenville | 1/20/2010 |
| Texas | ||
| 2010-010 | Commercial National Bank of Texarkana, Texarkana | 1/7/2010 |
| Virginia | ||
| 2010-012 | Capital One Bank (USA), National Association, Glen Allen | 2/18/2010 |
| Washington | ||
| 2009-244 | North Cascades National Bank, Chelan | 12/8/2009 |
| Wisconsin | ||
| 2010-011 | National Bank of Commerce, Superior | 1/19/2010 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| California | ||
| 2009-245 | Donisha D. Pettway, City National Bank, Los Angeles | 11/17/2009 |
| North Carolina | ||
| 2009-246 | Maria Y. Mercado, Wachovia Bank, National Association, Charlotte | 12/22/2009 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| California | ||
| 2010-001 | FA, Palm Desert National Bank, Palm Desert (EA# 2008-131) | 1/5/2010 |
| Wisconsin | ||
| 2009-234 | FA, Hiawatha National Bank, Hager City (EA# 2007-053) | 4/15/2009 |
For copies, please call (202) 874-5043.
