News Release 2010-18 | February 19, 2010

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Civil Money Penalty Orders
No. Name/Bank/City Date
Texas
2009-235 Russ Minton, Texas Republic Bank, National Association, Frisco 12/23/2009
2010-004 Van D. Sparkman, Texas Republic Bank, National Association, Frisco 1/6/2010
2010-005 W. Weldon Tabor, Texas Republic Bank, National Association, Frisco 1/6/2010

Formal Agreements
No. Name/Bank/City Date
Illinois
2009-236 First National Bank of Chillicothe, Chillicothe 11/16/2009
2009-237 The Farmers National Bank of Prophetstown, Prophetstown 12/16/2009
Minnesota
2009-238 The First National Bank of Cold Spring, Cold Spring 12/14/2009
2009-239 The First National Bank of Le Center, Le Center 12/15/2009
2009-240 The First National Bank of Northfield, Northfield 12/7/2009
2010-006 Neighborhood National Bank, Alexandria 1/20/2010
2010-007 Peoples National Bank of Mora, Mora 1/22/2010
New Jersey
2009-241 BNB Bank, National Association, Fort Lee 12/18/2009
North Dakota
2009-242 The National Bank of Harvey, Harvey 11/9/2009
Oklahoma
2009-243 The Shattuck National Bank, Shattuck 11/18/2009
South Carolina
2010-008 Bankmeridian, National Association, Columbia 1/22/2010
2010-009 Independence National Bank, Greenville 1/20/2010
Texas
2010-010 Commercial National Bank of Texarkana, Texarkana 1/7/2010
Virginia
2010-012 Capital One Bank (USA), National Association, Glen Allen 2/18/2010
Washington
2009-244 North Cascades National Bank, Chelan 12/8/2009
Wisconsin
2010-011 National Bank of Commerce, Superior 1/19/2010

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2009-245 Donisha D. Pettway, City National Bank, Los Angeles 11/17/2009
North Carolina
2009-246 Maria Y. Mercado, Wachovia Bank, National Association, Charlotte 12/22/2009

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
California
2010-001 FA, Palm Desert National Bank, Palm Desert (EA# 2008-131) 1/5/2010
Wisconsin
2009-234 FA, Hiawatha National Bank, Hager City (EA# 2007-053) 4/15/2009

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770