News Release 2010-5 | January 15, 2010

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No. Name/Bank/City Date
Georgia
2009-212 Unity National Bank, Cartersville 12/16/2009
Washington
2009-213 Eastside Commercial Bank, National Association, Bellevue 12/22/2009

Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2009-214 First National Bank of Baldwin County, Foley 12/28/2009
California
2009-215 Bay Cities National Bank, Redondo Beach 11/18/2009
Michigan
2009-216 Capitol National Bank, Lansing 12/22/2009
Wyoming
2009-217 First National Bank of Wyoming, Laramie 12/15/2009

Formal Agreements
No. Name/Bank/City Date
Colorado
2009-218 Clear Creek National Bank, Georgetown 12/4/2009
Connecticut
2009-219 The First National Bank of Litchfield, Litchfield 11/9/2009
Minnesota
2009-220 The Citizens National Bank of Park Rapids, Park Rapids 11/24/2009
2009-221 The First National Bank in Wadena, Wadena 11/24/2009
Wisconsin
2009-222 Eagle Valley Bank, National Association, St. Croix Falls 12/17/2009
2009-223 The National Bank of Waupun, Waupun 12/16/2009

Prompt Corrective Action Directives
No. Name/Bank/City Date
Georgia
2009-224 First National Bank of Georgia, Carrollton 12/22/2009

Removal / Prohibition Orders
No. Name/Bank/City Date
North Carolina
2009-225 Justine Orantes, Bank of America, National Association, Charlotte 12/10/2009
Ohio
2009-226 Angelica R. Martinez, JPMorgan Chase Bank, National Association, Columbus 12/1/2009
South Dakota
2009-227 Leigh A. Clark, Citibank (South Dakota), National Association, Sioux Falls 11/25/2009
Texas
2009-228 James D. Roddy, The First National Bank of Tom Bean, Tom Bean 12/4/2009

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2009-229 FA, First National Bank of Baldwin County, Foley (EA# 2008-130) 12/28/2009
Colorado
2009-230 FA, Canon National Bank, Canon City (EA# 2008-042) 12/1/2009
Michigan
2009-216 FA, Capitol National Bank, Lansing (EA# 2009-023) 12/22/2009
Pennsylvania
2009-231 FA, Vartan National Bank, Harrisburg (EA# 2006-113) 11/5/2009
Wyoming
2009-232 FA, First National Bank of Wyoming, Laramie (EA# 2007-115) 11/4/2010

For copies, please call (202) 874-5043.

Media Contact

OCC Public Affairs
(202) 874-5770