News Release 2011-20 | February 18, 2011

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Florida
2010-253 Pacific National Bank, Miami 12/15/2010
Georgia
2010-254 First Southern National Bank, Statesboro 11/30/2010
2011-001 The First National Bank of Chatsworth, Chatsworth 1/20/2011

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2010-255 Robert Diez, Security Bank National Association, North Lauderdale 11/23/2010
2010-256 Manuel Fernandez, Security Bank National Association, North Lauderdale 11/23/2010
2010-257 Floyd Harper, Security Bank National Association, North Lauderdale 11/23/2010
2010-258 Timothy Kenney, Security Bank National Association, North Lauderdale 11/23/2010
2011-002 Larry Serlo, Security Bank National Association, North Lauderdale 1/12/2011
Ohio
2011-003 Jay Lees, The Community National Bank, Franklin 2/2/2011
Oklahoma
2011-004 The Bank National Association, McAlester 1/28/2011
Utah
2011-009 Zions First National Bank, Salt Lake City 2/10/2011

Formal Agreements
No. Name/Bank/City Date
Alabama
2010-259 Noble Bank & Trust, National Association, Anniston 11/10/2010
Arkansas
2011-005 One Bank & Trust, National Association, Little Rock 1/20/2011
Florida
2010-260 Centerbank of Jacksonville, National Association, Jacksonville 12/14/2010
Georgia
2010-261 Queensborough National Bank & Trust Company, Louisville 12/8/2010
Kansas
2011-006 The First National Bank of Sedan, Sedan 1/13/2011
Minnesota
2010-262 The First National Bank of Milaca, Milaca 11/2/2010
Missouri
2010-263 First National Bank, Camdenton 12/20/2010
Ohio
2011-007 Liberty Bank, National Association, Twinsburg 1/25/2011
Texas
2010-264 First National Bank of Winnsboro, Winnsboro 12/14/2010

Removal / Prohibition Orders
No. Name/Bank/City Date
North Carolina
2011-008 John Arango, Wachovia Bank, National Association, Charlotte 1/5/2011
Ohio
2011-003 Jay Lees, The Community National Bank, Franklin 2/2/2011
Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Florida
2010-253 C&D, Pacific National Bank, Miami (EA# 2005-165) 12/15/2010
2010-253 C&D, Pacific National Bank, Miami (EA# 2009-137) 12/15/2010
Georgia
2010-254 FA, First Southern National Bank, Statesboro (EA# 2009-088) 11/30/2010
2011-001 FA, The First National Bank of Chatsworth, Chatsworth (EA# 2009-153) 1/20/2011
Ohio
2010-265 FA, Eaton National Bank and Trust Co., Eaton (EA# 2009-128) 12/14/2010

Media Contact

Public Affairs
(202) 874-5770