News Release 2011-61 | May 20, 2011

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Capital Directives
No. Name/Bank/City Date
Arizona
2011-054 Western National Bank, Phoenix 4/4/2011


 

Cease and Desist Orders
No. Name/Bank/City Date
Georgia
2011-055 Atlantic National Bank, Brunswick 4/18/2011
Texas
2011-056 Southwestern National Bank, Houston 3/24/2011


 

Civil Money Penalty Orders
No. Name/Bank/City Date
Florida
2011-057 Jose Baloyra, Pacific National Bank, Miami 4/14/2011
2011-058 Andres Baquerizo, Pacific National Bank, Miami 4/14/2011
2011-059 Ralph Fernandez, Pacific National Bank, Miami 4/14/2011
2011-060 Eduardo Gross, Pacific National Bank, Miami 4/14/2011
2011-061 Joaquin Urquiola, Pacific National Bank, Miami 4/14/2011
Iowa
2011-062 Harry S. Coin, American Bank and Trust Company, National Association, Davenport 4/22/2011


 

Formal Agreements
No. Name/Bank/City Date
California
2011-063 Chino Commercial Bank, National Association, Chino 4/12/2011
Delaware
2011-064 The First National Bank of Wyoming, Wyoming 3/17/2011
Florida
2011-065 First National Bank Northwest Florida, Panama City 4/7/2011
2011-066 Heartland National Bank, Sebring 4/14/2011
Georgia
2011-067 First National Bank of Decatur County, Bainbridge 3/24/2011
Illinois
2011-068 Great Lakes Bank, National Association, Blue Island 4/5/2011
Minnesota
2011-069 First National Bank in Mahnomen, Mahnomen 3/28/2011
Pennsylvania
2011-070 Mainline National Bank, Portage 3/22/2011


 

Personal Cease and Desist Orders
No. Name/Bank/City Date
Wisconsin
2011-071 David Havel, The Baraboo National Bank, Baraboo 4/25/2011


 

Removal / Prohibition Orders
No. Name/Bank/City Date
Georgia
2011-074 Karim Walthour Lawrence, Omni National Bank, Atlanta 4/6/2011
Iowa
2011-062 Harry S. Coin, American Bank and Trust Company, National Association, Davenport 4/22/2011
North Carolina
2011-072 Jesse Montano, Bank of America, National Association, Charlotte 4/4/2011
2011-073 Jennifer Riggs, Bank of America, National Association, Charlotte 4/4/2011


 

Restitution Orders
No. Name/Bank/City Date
Iowa
2011-062 Harry S. Coin, American Bank and Trust Company, National Association, Davenport 4/22/2011


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Iowa
2011-076 FA, The First National Bank of Farragut, Shenandoah (EA# 2008-097) 1/25/2011
Illinois
2011-075 FA, Centrust Bank, National Association, Northbrook (EA# 2009-089) 4/20/2011
2011-075 FA, Centrust Bank, National Association, Northbrook (EA# 2009-197) 4/20/2011
Texas
2011-077 FA, Southwestern National Bank, Houston (EA# 2010-128) 3/30/2011
Virginia
2011-078 FA, Capital One Bank (USA), National Association, Glen Allen (EA# 2010-012) 4/8/2011

Media Contact

Robert M. Garsson
(202) 874-5770