News Release 2012-148 | October 19, 2012

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
District Of Columbia
2012-214 Independence Federal Savings Bank, Washington 8/27/2012
Montana
2012-215 Bank of The Rockies, National Association, White Sulphur Springs 8/30/2012
Utah
2012-212 American Express Bank, FSB, Salt Lake City 10/1/2012


 

Civil Money Penalty Orders
No. Name/Bank/City Date
Arkansas
2012-216 Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View 8/10/2012
Utah
2012-213 American Express Bank, FSB, Salt Lake City 10/1/2012


 

Formal Agreements
No. Name/Bank/City Date
Illinois
2012-217 Central FS & LA, Cicero 8/30/2012
Missouri
2012-218 F&M Bank and Trust Company, Hannibal 8/28/2012


 

Personal Cease and Desist Orders
No. Name/Bank/City Date
Arkansas
2012-216 Marvin Sutterfield, Ozark Heritage Bank, National Association, Mountain View 8/10/2012
Mississippi
2012-219 Henry McCaslin, III, First National Bank, Rosedale 8/29/2012


 

Prompt Corrective Action Directives
No. Name/Bank/City Date
Arkansas
2012-220 One Bank & Trust, National Association, Little Rock 9/28/2012


 

Restitution Orders
No. Name/Bank/City Date
Utah
2012-212 American Express Bank, FSB, Salt Lake City 10/1/2012


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2012-221 FA, The Slocomb National Bank, Slocomb (EA# 2010-170) 8/31/2012
Colorado
2012-222   C&D, Peoples National Bank, Colorado Springs (EA# 2009-118) 9/27/2012
District Of Columbia
2012-214 C&D, Independence Federal Savings Bank, Washington (EA# SE-09-036) 8/27/2012
2012-214 C&D, Independence Federal Savings Bank, Washington (EA# SE-11-008) 8/27/2012
Iowa
2012-224 FA, First National Bank MidWest, Oskaloosa (EA# 2008-096) 9/5/2012
Illinois
2012-223 FA, THE National Bank, Moline (EA# 2011-014) 8/7/2012
Kansas
2012-225 FA, First National Bank of Kansas, Burlington (EA# 2010-123) 9/27/2012
Montana
2012-226 FA, Bank of The Rockies, National Association, White Sulphur Springs (EA# 2009-070) 8/30/2012
Texas
2012-227 FA, United Community Bank, National Association, Highland Village (EA# 2009-094) 8/15/2012
2012-228 FA, San Antonio National Bank (n.k.a. Vantage Bank Texas, National Association), Refugio (EA# 2010-218) 8/30/2012

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