News Release 2012-167 | November 16, 2012
OCC Enforcement Actions
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WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.
| Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Florida | ||
| 2012-229 | Interamerican Bank, A FSB, Miami | 9/19//2012 |
| Kentucky | ||
| 2012-232 | First Federal Bank, Lexington | 10/18/2012 |
| Michigan | ||
| 2012-230 | Flagstar Bank, FSB, Troy | 10/23/2012 |
| Ohio | ||
| 2012-231 | Bank of Maumee, Maumee | 10/3/2012 |
| Civil Money Penalty Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Illinois | ||
| 2012-233 | Allyson Regas, Western Springs National Bank and Trust, Western Springs | 10/11/2012 |
| Missouri | ||
| 2012-234 | Lawrence Keith Dodge, American Sterling Bank, Sugar Creek | 9/17/2012 |
| Wisconsin | ||
| 2012-235 | Susan Paoli, The First National Bank of Niagara, Niagara | 9/26/2012 |
| Formal Agreements | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Louisiana | ||
| 2012-249 | St Tammany Homestead S & LA, Covington | 10/23/2012 |
| New Jersey | ||
| 2012-236 | Roma Bank, Robbinsville | 9/21/2012 |
| West Virginia | ||
| 2012-237 | First National Bank, Ronceverte | 10/1/2012 |
| Notices Filed | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Arkansas | ||
| N12-004 | AMENDMENT Priority Bank, Ozark | 10/15/2012 |
| Personal Cease and Desist Orders | ||
|---|---|---|
| No. | Name/Bank/City | Date |
| Pennsylvania | ||
| 2012-238 | Thomas Hoover, Blc Bank, National Association, Strasburg | 10/31/2012 |
| 2012-239 | W. Bruce Kissel, Blc Bank, National Association, Strasburg | 10/31/2012 |
| Wisconsin | ||
| 2012-235 | Susan Paoli, The First National Bank of Niagara, Niagara | 9/26/2012 |
| Removal / Prohibition Orders | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Mississippi | ||
| 2012-240 | Travis Bassie, First National Bank, Rosedale | 10/4/2012 |
| Missouri | ||
| 2012-241 | Lawrence Keith Dodge, American Sterling Bank, Sugar Creek | 9/17/2012 |
| Terminations of Existing Enforcement Actions | ||
|---|---|---|
| No. | Type/Bank/City/Old EA# | Date |
| Connecticut | ||
| 2012-243 | FA, The Citizens National Bank, Putnam (EA# 2009-084) | 8/29/2012 |
| Illinois | ||
| 2012-244 | FA, Prairie National Bank, Stewardson (EA# 2010-153) | 9/19/2012 |
| Indiana | ||
| 2012-245 | C&D, Crossroads Bank, Wabash (EA# CN 11-08) | 10/12/2012 |
| Kentucky | ||
| 2012-232 | C&D, First Federal Bank, Lexington (EA# 2011-169) | 10/18/2012 |
| Michigan | ||
| 2012-246 | FA, Flagstar Bank, FSB, Troy (EA# SA) | 10/23/2012 |
| Minnesota | ||
| 2012-247 | FA, The First National Bank in Wadena, Wadena (EA# 2009-221) | 9/10/2012 |
| Ohio | ||
| 2012-231 | FA, Bank of Maumee, Maumee (EA# SA) | 10/3/2012 |
| Texas | ||
| 2012-248 | FA, Incommons Bank, National Association, Mexia (EA# 2010-083) | 10/16/2012 |
| Washington | ||
| 2012-242 | FA, North Cascades National Bank, Chelan (EA# 2009-244) | 6/25/2012 |
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