News Release 2012-41 | March 12, 2012

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
California
2012-018 Community West Bank, National Association, Goleta 1/26/2012
Delaware
2012-019 Sovereign Bank, National Association, Wilmington 1/26/2012
Pennsylvania
2012-020 Liberty Savings Bank, F.S.B., Pottsville 2/21/2012
2012-021 Eagle National Bank, Upper Darby 2/6/2012
South Dakota
2012-022 Bank 360, Beresford 2/13/2012
Wisconsin
2012-023 Associated Bank, National Association, Green Bay 2/23/2012


 

Civil Money Penalty Orders
No. Name/Bank/City Date
Illinois
2012-024 John Baer, The First National Bank in Tremont, Tremont 2/21/2012
2012-025 Connie Boyle, The First National Bank in Tremont, Tremont 2/21/2012
2012-026 Jerome Green, The First National Bank in Tremont, Tremont 2/21/2012
2012-027 Jim Shafer, The First National Bank in Tremont, Tremont 2/21/2012
2012-028 David Snider, The First National Bank in Tremont, Tremont 2/21/2012
2012-029 James Sommer, The First National Bank in Tremont, Tremont 2/21/2012
2012-030 Sherri Weer, The First National Bank in Tremont, Tremont 2/21/2012
Kansas
2012-031 Charles Allphin, First National Bank, Hays 2/1/2012
2012-032 Michael McClellan, First National Bank, Hays 2/7/2012
2012-033 Kathlene Perrigo, First National Bank, Hays 2/1/2012
2012-034 Randy Schmidtberger, First National Bank, Hays 2/7/2012
2012-035 Alan States, First National Bank, Hays 2/7/2012
2012-036 Carolyn States, First National Bank, Hays 2/7/2012


 

Formal Agreements
No. Name/Bank/City Date
Illinois
2012-037 Mutual Federal Bank, Chicago 2/17/2012
Iowa
2012-038 Lee County Bank & Trust, National Association, Fort Madison 2/16/2012
North Carolina
2012-039 Bank of America, National Association, Charlotte 2/27/2012
Ohio
2012-040 JPMorgan Chase Bank, National Association, Columbus 2/22/2012
South Dakota
2012-041 Citibank, National Association, Sioux Falls 2/24/2012
2012-042 Wells Fargo Bank, National Association, Sioux Falls 2/22/2012


 

Removal / Prohibition Orders
No. Name/Bank/City Date
California
2012-043 Cheryl Baccei, City National Bank, Los Angeles 2/22/2012
Delaware
2012-044 Richard Rozhik, Sovereign Bank, Wilmington 2/17/2012


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arizona
2012-045 FA, Credicard National Bank, Tucson (EA# 2009-082) 1/23/2012
Michigan
2012-046 C&D, Edgewater Bank, St. Joseph (EA# CN 09-40) 2/2/2012
Minnesota
2012-047 FA, First National Bank in Mahnomen, Mahnomen (EA# 2011-069) 2/8/2012
Nebraska
2012-048 C&D, The First National Bank of Wayne, Wayne (EA# 2010-243) 2/27/2012
New Mexico
2012-049 FA, Bank of The Rio Grande National Association, Las Cruces (EA# 2010-056) 2/8/2012
Pennsylvania
2012-021 FA, Eagle National Bank, Upper Darby (EA# 2009-177) 2/6/2012
2012-050 C&D, Liberty Savings Bank, F.S.B., Pottsville (EA# NE 10-19) 2/21/2012
South Dakota
2012-051 C&D, Bank 360, Beresford (EA# CN 10-09) 2/14/2012

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