News Release 2012-66 | April 20, 2012

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Arkansas
2012-053 Metropolitan National Bank, Little Rock 3/21/2012
California
2012-054 Mojave Desert Bank, National Association, Mojave 3/7/2012
2012-055 Mission National Bank, San Francisco 3/22/2012
Kansas
2012-056 First FS&LA of Independence, Independence 3/1/2012
South Dakota
2012-052 Citibank, National Association, Sioux Falls 4/5/2012
Wisconsin
2012-057 The First National Bank of Niagara, Niagara 2/28/2012


 

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2012-058 Dann Bowman, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-059 Roger Caberto, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-060 Linda Cooper, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-061 Corky Kindsvater, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-062 Richard Malooly, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-063 Richard Vanderpool, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-064 Bernie Wolfswinkel, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-065 Thomas Woodbury, Chino Commercial Bank, National Association, Chino 3/1/2012
2012-066 Jeanette Young, Chino Commercial Bank, National Association, Chino 3/1/2012
Kansas
2012-067 Dale Mitch Ashlock, First FS&LA of Olathe, Olathe 3/8/2012
Mississippi
2012-068 Trustmark National Bank, Jackson 4/2/2012


 

Formal Agreements
No. Name/Bank/City Date
Louisiana
2012-069 National Independent Trust Company, Ruston 2/2/2012
Maine
2012-070 Auburn Savings Bank, FSB, Auburn 2/28/2012
Michigan
2012-071 Sterling Bank and Trust, FSB, Southfield 3/19/2012
Mississippi
2012-072 Britton & Koontz Bank, National Association, Natchez 2/21/2012
New Jersey
2012-073 The First National Bank of Absecon, Absecon 3/14/2012
New York
2012-074 Atlas Bank, Brooklyn 3/15/2012
Oklahoma
2012-075 Tulsa National Bank, Tulsa 2/28/2012


 

Prompt Corrective Action Directives
No. Name/Bank/City Date
Florida
2012-076 Security Bank National Association, North Lauderdale 3/23/2012
New Jersey
2012-077 Fort Lee Federal Savings Bank, FSB, Fort Lee 3/15/2012


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arkansas
2012-053 FA, Metropolitan National Bank, Little Rock (EA# 2008-041) 3/21/2012
California
2012-079 FA, Mission National Bank, San Francisco (EA# 2011-097) 3/22/2012
Colorado
2012-080 FA, Peoples National Bank Leadville, Leadville (EA# 2010-049) 3/14/2012
Florida
2012-081 FA, City National Bank of Florida, Miami (EA# 2010-076) 2/27/2012
Georgia
2012-082 FA, Flint River National Bank, Camilla (EA# 2010-025) 3/22/2012
Kansas
2012-083 FA, First FS&LA of Independence, Independence (EA# SA) 3/1/2012
Michigan
2012-078 C&D, Sterling Bank and Trust, FSB, Southfield (EA# CN 09-22) 4/5/2012
Minnesota
2012-084 FA, Northwestern Bank, National Association, Dilworth (EA# 2010-028) 2/3/2012
2012-085 FA, First National Bank Minnesota, St. Peter (EA# 2010-055) 2/28/2012
Oklahoma
2012-086 FA, The Central National Bank of Alva, Alva (EA# 2010-145) 3/15/2012
Texas
2012-087 FA, Texas Heritage National Bank, Daingerfield (EA# 2010-177) 3/27/2012
2012-088 C&D, First National Bank of Jasper, Jasper (EA# 2009-169) 3/22/2012
2012-089 FA, Uvalde National Bank, Uvalde (EA# 2009-028) 1/23/2012

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