News Release 2012-79 | May 18, 2012

OCC Enforcement Actions

WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2012-090 The First National Bank of Hartford, Hartford 3/6/2012
Arkansas
2012-091 United Bank, Springdale 4/19/2012
Florida
2012-092 Southbank, A Federal Savings Bank, Palm Beach Gardens 3/28/2012
Georgia
2012-093 Flint River National Bank, Camilla 3/22/2012
Missouri
2012-094 Home Savings Bank, Jefferson City 4/11/2012


 

Formal Agreements
No. Name/Bank/City Date
Alabama
2012-095 The First National Bank of Talladega, Talladega 3/16/2012
Connecticut
2012-096 Hudson Valley Bank, National Association, Stamford 4/24/2012
Florida
2012-097 Bank of St. Augustine, St. Augustine 3/22/2012
Kansas
2012-098 The First National Bank of Wamego, Wamego 4/19/2012
New York
2012-099 Flatbush FS & LA, Brooklyn 4/12/2012
2012-100 The Putnam County National Bank of Carmel, Carmel 4/4/2012
Texas
2012-101 First National Bank, Paducah 4/16/2012
2012-102 First Federal Bank Texas, Tyler 4/5/2012


 

Prompt Corrective Action Directives
No. Name/Bank/City Date
Alabama
2012-103 Alabama Trust Bank, National Association, Sylacauga 4/12/2012


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Alabama
2012-104 FA, Red Mountain Bank, National Association, n.k.a. National Bank of Commerce, Birmingham (EA# 2009-047) 3/30/2012
Missouri
2012-105 FA, Home Savings Bank, Jefferson City (EA# SA) 4/11/2012
New York
2012-106 FA, Empire National Bank, Islandia (EA# 2010-226) 4/5/2012

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