News Release 2012-90 | June 15, 2012

OCC Enforcement Actions

WASHINGTON—Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Arkansas
2012-107 One Bank & Trust, National Association, Little Rock 5/23/2012
Mississippi
2012-125 Southbank, A Federal Savings Bank, Corinth 3/28/2012
Missouri
2012-108 North American Savings Bank, FSB, Grandview 5/22/2012


 

Civil Money Penalty Orders
No. Name/Bank/City Date
Maryland
2012-109 Steven Cohen, Hopkins Federal Savings Bank, Baltimore 5/18/2012
2012-110 Alvin Lapidus, Hopkins Federal Savings Bank, Baltimore 5/18/2012


 

Formal Agreements
No. Name/Bank/City Date
Illinois
2012-111 The First National Bank of Ottawa, Ottawa 5/22/2012
North Carolina
2012-112 Lifestore Bank, West Jefferson 5/4/2012
Wisconsin
2012-113 Fidelity National Bank, Medford 5/25/2012


 

Notices Filed
No. Name/Bank/City Date
Arkansas
N12-003 Priority Bank, Ozark 5/9/2012


 

Prompt Corrective Action Directives
No. Name/Bank/City Date
South Carolina
2012-114 Carolina Federal Savings Bank, Charleston 5/9/2012


 

Removal / Prohibition Orders
No. Name/Bank/City Date
Illinois
2012-115 Jason C. Keith, BMO Harris Bank National Association, Chicago 5/4/2012
Pennsylvania
2012-116 Curtis Kroesen, Blc Bank, National Association, Strasburg 5/30/2012
2012-117 Misty Kroesen (formerly Misty May), Blc Bank, National Association, Strasburg 5/30/2012


 

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Arkansas
2012-107 FA, One Bank & Trust, National Association, Little Rock (EA# 2011-005) 5/23/2012
Illinois
2012-118 FA, First National Bank of Chillicothe, Chillicothe (EA# 2009-236) 5/1/2012
Minnesota
2012-119 FA, Woodlands National Bank, Hinckley (EA# 2011-031) 1/11/2012
Missouri
2012-108 FA, North American Savings Bank, FSB, Grandview (EA# SA) 5/22/2012
Nebraska
2012-120 C&D, Tecumseh Federal Bank, Tecumseh (EA# CN 11-09) 3/27/2012
Oklahoma
2012-121 FA, Stillwater National Bank and Trust Company, Stillwater (EA# 2010-034) 5/17/2012
Rhode Island
2012-122 C&D, Home Loan Investment Bank, F.S.B., Warwick (EA# NE 10-25) 4/25/2012
South Dakota
2012-123 FA, First National Bank South Dakota, Yankton (EA# 2010-156) 5/16/2012
Texas
2012-124 FA, Woodforest National Bank, The Woodlands (EA# 2010-203) 2/15/2012

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