WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.
All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.
Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.
You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Mail Stop 6W-11, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.
| Cease and Desist Orders |
|---|
| No. | Name/Bank/City | Date |
|---|
| California |
| 2013-138 | JPMorgan Bank and Trust Company, National Association, San Francisco | 9/18/2013 |
| Delaware |
| 2013-138 | Chase Bank USA, National Association, Wilmington | 9/18/2013 |
| 2013-139 | Chase Bank USA, National Association, Wilmington | 9/18/2013 |
| Illinois |
| 2013-101 | The Republic National Republic Bank of Chicago, Chicago | 8/31/2013 |
| Ohio |
| 2013-138 | JPMorgan Chase Bank, National Association, Columbus | 9/18/2013 |
| 2013-139 | JPMorgan Chase Bank, National Association, Wilmington | 9/18/2013 |
| Civil Money Penalty Orders |
|---|
| No. | Name/Bank/City | Date |
|---|
| Delaware |
| 2013-141 | Chase Bank USA, National Association, Wilmington | 9/18/2013 |
| Illinois |
| 2013-102 | Martin Trofimuk, North Shore Trust and Savings, Waukegan | 8/6/2013 |
| Ohio |
| 2013-140 | JPMorgan Chase Bank, National Association, Columbus | 9/18/2013 |
| 2013-141 | JPMorgan Chase Bank, National Association, Columbus | 9/18/2013 |
| Formal Agreements |
|---|
| No. | Name/Bank/City | Date |
|---|
| Kentucky |
| 2013-103 | The First National Bank of Russell Springs, Russell Springs | 8/7/2013 |
| Personal Cease and Desist Orders |
|---|
| No. | Name/Bank/City | Date |
|---|
| Illinois |
| 2013-102 | Martin Trofimuk, North Shore Trust and Savings, Waukegan | 8/6/2013 |
| Prompt Corrective Action Directives |
|---|
| No. | Name/Bank/City | Date |
|---|
| Texas |
| 2013-104 | First National Bank, Edinburg | 8/30/2013 |
| Removal / Prohibition Orders |
|---|
| No. | Name/Bank/City | Date |
|---|
| North Carolina |
| 2013-105 | Danielle M. Anderson, Bank of America, National Association, Charlotte | 7/31/2013 |
| Terminations of Existing Enforcement Actions |
|---|
| No. | Type/Bank/City/Old EA# | Date |
|---|
| Alabama |
| 2013-106 | FA, The Camden National Bank, Camden (EA# 2010-189) | 8/14/2013 |
| 2013-107 | FA, Midsouth Bank, National Association, Dothan (EA# 2010-046) | 7/11/2013 |
| California |
| 2013-108 | C&D, Far East National Bank, Los Angeles (EA# 2010-038) | 8/5/2013 |
| Florida |
| 2013-109 | FA, Cbc National Bank, Fernandina Beach (EA# 2009-151) | 8/7/2013 |
| Georgia |
| 2013-133 | FA, First National Bank South, Alma (EA# 2010-216) | 7/24/2013 |
| 2013-134 | C&D, Peoples Community National Bank, Bremen (EA# 2009-138) | 9/4/2013 |
| Kentucky |
| 2013-135 | C&D, The First National Bank of Manchester, Manchester (EA# 2012-127) | 8/22/2013 |
| North Dakota |
| 2013-136 | FA, The National Bank of Harvey, Harvey (EA# 2011-157) | 8/26/2013 |
| Virginia |
| 2013-137 | FA, Franklin Community Bank, National Association, Rocky Mount (EA# 2009-051) | 8/8/2013 |
